Pulmonary embolism and deep vein thrombosis both account for many deaths in stable patients with chronic obstructive pulmonary disease (COPD), and the frequency of these events is higher during COPD exacerbations. The morbidity and mortality from deep vein thrombosis and pulmonary embolism in patients with COPD is not surprising given the reduced mobility associated with this disorder, in addition to the presence of coagulation abnormalities in smokers. The potential influence of inflammation on coagulation offers further potential to contribute to thrombogenesis in all smokers. Plasma fibrinogen levels are elevated in smokers and are further elevated during acute COPD exacerbation. Oral contraceptives cause significant increases in fibrinogen levels in smokers and nonsmokers, but only the latter appear to have a compensatory increase in antithrombin III activity. Factor XIII, which stabilizes fibrin clots, is increased in smokers. Quantitative exposure to passive smoke has been positively correlated with blood coagulation activity. Exposure to nicotine may also increase plasminogen activator inhibitor-1 (a major regulator of fibrinolysis), although the extent to which nicotine enhances coagulation is unresolved. Venous thromboembolism is a frequent and potentially fatal complication of patients with COPD. The interrelationship between smoking, COPD, and coagulation is intriguing and awaits further characterization.
The link between smoking and arteriosclerosis is undeniable and, although less evidence implicates smoking directly in the pathogenesis of thrombophilic states in the less platelet-dependent venous side of the circulation, there are strong suggestions of culpability. Similarly, the causal association between smoking and the development of chronic obstructive pulmonary disease (COPD) is without question. Nevertheless, although there are clinical trial data that link both smoking and COPD to venous thromboembolism (VTE), the evidence that abnormal blood coagulation contributes directly to the pathophysiology and mortality of COPD, although intuitively compelling, is relatively scarce. The primary goal of the present review, therefore, is to outline the potential means through which smoking can contribute to a thrombophilic milieu and how the latter may play a role in the pathophysiology of COPD (Table 1)
• Increased fibrinogen levels from: Increased interleukin-6 Increased catecholamine release Free fatty acids | |
---|---|
• Increased clotting factor levels including factors II (thrombin), V, VIII, X, and XIII | |
• Increased tissue factor level | |
• Reduced tissue factor pathway inhibitor level | |
• Increased homocysteine level | |
• Lower antithrombin III activity | |
• Impaired fibrinolysis Reduced tissue plasminogen activator production Impaired tissue plasminogen activator release Increased plasminogen activator inhibitor production | |
• Increased platelet activation |
Basic research studies have implicated smoking in various abnormalities of coagulation, and inflammation is likely one such connection. The role of fibrinogen, coagulation factors, and impaired fibrinolysis, possibly involved in the pathogenesis of COPD, will be discussed at some length. Although clearly affected by smoking, platelet function and activation will not be emphasized. The emphasis of many basic and clinical studies involving smoking and various aspects of coagulation and fibrinolysis is on arteriosclerotic disease, but potential analogous implications for VTE, defined as the spectrum of deep venous thrombosis (DVT) and pulmonary embolism (PE), will also be considered.
Death occurs in approximately 8% of patients admitted for an acute exacerbation of COPD and their 1-year mortality after discharge is as high as 23% (1). DVT accounts for more than 250,000 hospitalizations annually in the United States (2), and worldwide morbidity and mortality from VTE is substantial (3). The incidence varies with the population studied, ranging from 56/100,000 to 182/100,000 (2, 4). Risk factors include cancer, advanced age, recent surgery or trauma, inherited or acquired thrombophilic states, previous thromboembolism, and hospitalization for acute medical illness such as congestive heart failure or COPD exacerbation (2, 5–8). The most serious complication of DVT is PE, which occurs in 40% of patients with DVT, and is associated with a 3-month mortality rate of 17% (3). For those who survive VTE, chronic pain and disability may result from the post-thrombotic syndrome (9).
COPD is a common comorbidity or risk factor for VTE. In a 5,451-patient DVT registry, 668 (12.3%) had COPD as a comorbid condition (8). The risk of VTE during acute exacerbations of COPD appears to be significant (10, 11). In 196 patients with COPD admitted to a respiratory intensive care unit, the DVT rate was 10.7%, but this was likely underestimated by the poor sensitivity of ultrasound for asymptomatic DVT (12). This study excluded patients with cancer, heart failure, or previous thromboembolism, suggesting that COPD itself or the resulting reduced mobility play important roles in susceptibility to DVT. Pulmonary embolism accounts for approximately 10% of deaths in stable patients with COPD on chronic oxygen therapy (13). The frequency of PE during acute COPD exacerbation has not been evaluated by large, randomized clinical trials, but it may be as high as 29% (14).
The efficacy of prophylactic therapy for VTE in COPD exacerbations has been studied (15–21). Administration of a low-molecular-weight heparin prompted a 45% reduction in the incidence of DVT in acutely decompensated patients compared with placebo in a large, prospective, randomized trial (21). Other studies have included large numbers of patients with COPD and have confirmed the efficacy of low-molecular-weight heparins in preventing VTE in this population (20). A recent review has characterized the clinical problem of VTE in patients undergoing acute exacerbation of COPD (22).
The morbidity and mortality rate from acute DVT/PE in patients with COPD is not surprising in view of the acutely reduced mobility associated with exacerbations of this disorder, in addition to the chronically reduced mobility associated with advanced disease and right ventricular failure. The presence of coagulation abnormalities associated with smoking may increase the risk further. The influence of inflammation on coagulation offers further potential for both smoking and COPD to more directly contribute to thrombogenesis, which is discussed later.
Although the presence of COPD, particularly in the setting of an exacerbation, clearly contributes to the development of VTE, it would appear that smoking can independently increase the risk of thromboembolism. In a random population sample of 855 men, all age 50 years at baseline, only waist circumference (p = 0.004) and smoking (p = 0.02) predicted a VTE event in multivariate survival analysis (4). For men who smoked 15 cigarettes or more per day, the adjusted relative risk was 2.82 (95% CI, 1.30–6.13; p = 0.009) compared with nonsmokers. Similarly, in the large, prospective Nurses' Health Study, 112,822 women age 30 to 55 years were followed from 1976 to 1992 (23). In multivariate analysis, obesity and cigarette smoking were independent predictors of PE.
Fibrinogen is an acute-phase reactant and its potential role as a risk factor for thrombosis may in part relate to its contribution to blood viscosity and, thus, a negative effect on blood rheology. As a thrombin substrate in the formation of fibrin, fibrinogen is essential for thrombus formation. Thrombin is also an important agonist in platelet aggregation, although the role of the platelet in the pathogenesis of VTE is less important than it is in arteriosclerosis.
Proof that smoking is causally related to VTE by virtue of elevated fibrinogen levels requires evidence that the latter is due to smoking and that such an elevation is of clinical significance. Of the hemostatic parameters, fibrinogen is the most consistently associated with occlusive arterial disease. Large-scale epidemiologic studies have demonstrated that an increased plasma fibrinogen concentration is an independent risk factor for a future cardiovascular event (24–26). More limited data suggest that it can also predict future mortality in survivors of myocardial infarction (27) and stroke (28).
Although fibrinogen has been proposed to have a role in venous thrombosis, the supporting data are limited. In a case–control study, a positive relationship between an plasma fibrinogen level greater than 5 g/L and thrombosis in patients who had a first, objectively confirmed episode of DVT was demonstrated (29). A subsequent study on a similar population found the increased levels of fibrinogen to be independent of an acute-phase response (30). In a third study, high levels of fibrinogen were associated with risk of DVT, but primarily in the elderly (31). Fibrinogen was not statistically significantly associated with VTE in two other studies (32, 33); one of these was in patients with mutation of factor V Leiden, the most common known inherited cause of thrombophilia (33).
Increases in plasma fibrinogen have been reported in COPD exacerbations. Wedzicha and colleagues (34) studied 67 patients with COPD who suffered exacerbations and evaluated their fibrinogen levels. The increase compared with baseline was significant (p = 0.001), and the greater increased levels of fibrinogen were associated with purulent sputum, increased cough, a higher baseline fibrinogen, and age. This correlation is not surprising, but the statistical significance does not verify that the demonstrated increase of 0.36 g/L is clinically significant. Of interest, however, is that plasma levels of fibrinogen increased further with exacerbations in association with raised interleukin (IL)-6 levels (34). In view of the procoagulant effect of IL-6, this association could be an important link to VTE.
Although it seems possible that elevated levels of fibrinogen may contribute to an increased rate of VTE, the nature of the relationship between smoking and elevated fibrinogen levels appears much clearer. Indeed, it would appear that cigarette smoking is the strongest known environmental influence on plasma fibrinogen concentration and has consistently been linked to elevated plasma fibrinogen levels (35–40). A dose–effect relationship between the number of cigarettes smoked per day and plasma fibrinogen concentration has been reported (24, 25). Conversely, cessation from smoking results in a rapid reduction in plasma fibrinogen (41, 42). However, fibrinogen levels in a given individual are influenced by a number of factors, increasing with age (43, 44), cancer (45), stress (46), and oral contraception (47, 48). In a manner similar to other acute-phase reactants, fibrinogen levels may be elevated in response to a variety of disease processes but are not a specific marker of thrombosis.
Most of the data available support the correlation between smoking and elevated fibrinogen levels. Two studies, however, suggested that the relationship between smoking and elevated fibrinogen levels occurs only in men (49, 50); another did not find a relationship, but only studied women (46). In Eliasson's study (50), the difference between female smokers and nonsmokers was not significant, although females who actively smoked did have significantly higher fibrinogen levels than ex-smokers. Fruzzetti and colleagues (48) determined that among women using oral contraceptives containing 20–35 μg ethinyl estradiol, there was a significant increase in levels of fibrinogen and fibrinopeptide A in both smokers and nonsmokers. However, unlike nonsmokers, women who smoke did not have a compensatory increase in antithrombin III activity, leaving the procoagulant effects of the oral contraceptives unopposed.
Although substantial work has focused on the relationship between smoking and fibrinogen, the mechanism by which smoking increases the plasma fibrinogen concentration is not clear. Plasma fibrinogen concentrations are the result of both the rates of synthesis and removal of fibrinogen. Hunter and colleagues (51) used stable isotope methodology to perform investigations on the influence of cigarette smoking on fibrinogen synthesis in vivo in human subjects. These studies suggest a primary role for increased synthesis of fibrinogen producing the elevated levels associated with smoking. Abstention from smoking for a period of only 2 weeks induced a significant decrease in the rate of fibrinogen synthesis by the liver, with a concomitant reduction in the plasma fibrinogen concentration (51). The latter decrease is consistent with previous findings (36, 41, 42). Humphries and associates also attributed the rise in the plasma concentration of fibrinogen during the persisting inflammatory insult imparted by chronic smoking to a stimulation of transcriptional activity (52).
Increased plasma fibrinogen may have a role in increasing the risk of arterial or venous thrombosis by virtue of reflecting a vascular endothelial inflammatory state. There are several possible mediators that may be responsible for the difference in the absolute rate of fibrinogen synthesis of smokers and nonsmokers, and in the reduction in fibrinogen synthesis that occurs with abstention from smoking. It has been suggested that the mild, but sustained, acute-phase response exhibited by chronic smokers is characterized by increased plasma concentrations of positive acute-phase proteins that include fibrinogen but also α1-antitrypsin (53). An inflamed vascular wall may increase the production of cytokines including IL-6, IL-1β, and tumor necrosis factor-α, which play major regulatory roles in the hepatic synthesis of acute phase proteins, including fibrinogen (54). IL-6 appears to be the principal procoagulant cytokine in humans (55) and its plasma concentration is elevated in smokers (54). Thus, it is feasible that IL-6 may, at least in part, be responsible for this enhanced rate of fibrinogen synthesis in smokers. Finally, smoking has also been reported to increase the level of C-reactive protein (56). It not surprising that this acute-phase reactant, which is produced in response to IL-6, is able to increase the expression of tissue factor on monocytes (57). Tissue factor is the key to initiation of coagulation in vivo and, thus, to thrombosis.
Catecholamines may contribute to thrombosis formation. Smoking has been shown to stimulate catecholamine release (58), and epinephrine may increase hepatic fibrinogen synthesis directly (59), possibly by enhancing mRNA synthesis (60). No clear evidence has implicated exogenous catecholamine administration to increased synthesis of fibrinogen, however. Indirect evidence suggests that fatty acids could play a role in increasing fibrinogen synthesis in smokers (61, 62). This activity may be facilitated by thrombin, because injection of thrombin into mice has been shown to result in increased nonesterified fatty acid concentrations, and the effectiveness of saturated free fatty acids in stimulating fibrinogen synthesis has been demonstrated in animal models (63).
Although possible modulating roles of smoking on the activity of several factors important in the coagulation cascade have been explored, such a relationship cannot be characterized clearly. Elwakkad and colleagues (64) examined passive smoking in patients with asthma and reported potentially important effects on blood coagulation, with significant elevations in several plasma factors and increased platelet aggregation and fibrinolysis. This is discussed in more detail under Passive Smoking. Although Dotevall (38) found that plasma fibrinogen levels were significantly higher among smokers, plasma factor VIII:C activity did not differ when compared with nonsmokers. Interestingly, Benowitz and associates (65) found that factor VII coagulant activity was significantly lower during cigarette smoking than during either nicotine or placebo patch conditions.
Tissue factor levels may be affected by cigarette smoke. Sambola's group (66) demonstrated that 2 hours after smoking two cigarettes, tissue factor was increased (217 ± 72 versus 283 ± 106 pmol/L per minute factor Xa [FXa], p = 0.003) suggesting another potential connection between smoking and venous thrombosis. Barua (67) determined that levels of the endogenous anticoagulant, tissue factor pathway inhibitor-1 in a cultured cell supernatant was significantly lower in smokers compared with the nonsmoking group (p < 0.05) with no difference in the tissue factor level between both groups (p = 0.5). Basal tissue factor pathway inhibitor-1 in culture correlated negatively with serum cotinine level (r = −0.6, p = 0.01). A distinct relationship between smoking and tissue factor activity requires more study, but a potential relationship is intriguing and merits further evaluation. Thrombin generation also appears to be induced by smoking (68).
Factor XIII covalently cross-links and stabilizes fibrin clots. The relationship of factor XIII to age, sex, smoking, and hypertension has been investigated. Plasma levels of factor XIII A-subunit antigen, the B-subunit antigen, and factor XIII cross-linking activity were measured in 612 healthy individuals (69). In smokers, factor XIII A-subunit levels were significantly increased (117.0% versus 104.6%, p < 0.0005). In a multiple regression model, the A-subunit was significantly increased by female sex (+6.4%, p < 0.007), smoking (+12.3%, p < 0.0005), and increasing age (+3.7% per 10 years, p < 0.0005). It was concluded that the factor XIII A-subunit level increases significantly with female sex, age, and smoking, whereas the B-subunit and factor XIII activity were associated with factor XIII A-subunit levels and fibrinogen. When 75 nonsmoking and 118 smoking pregnant women were compared, it was determined that the smokers had higher fibrinogen levels (70). Although the factor XIII levels declined during normal gestation, there was a later decline in the women who smoked. These findings suggest indirectly the possibility that smoking may contribute to thrombus formation in the crucial step of cross-linking of the fibrin clot.
Effective fibrinolysis requires rapid release of tissue plasminogen activator (tPA) from the vascular endothelium. It is feasible that endothelial dysfunction and abnormalities in fibrinolysis caused by smoking could lead to ill effects on the venous side. Newby and colleagues (71) demonstrated reduced endothelial release of tPA after inhibition of nitric oxide synthase. These authors hypothesized that smoking might adversely affect endogenous fibrinolysis by impairing the ability of the endothelium to release tPA acutely. A comparison of substance P–induced tPA release from the forearm vascular bed of smokers and age- and sex-matched nonsmokers revealed that, despite higher basal plasma tPA antigen concentrations, cigarette smokers had a markedly impaired capacity of the endothelium to release tPA acutely (72). This suggests an important mechanism whereby cigarette smoking could lead to both arterial and venous thrombosis. Fruzzetti's work in patients on oral contraceptives determined that, although increased tissue plasminogen activity and a nonsignificant decrease in plasminogen activity inhibitor (PAI) were present in nonsmokers, the smokers had a trend toward higher levels of PAI (48).
Meade and colleagues (73) sought to determine the extent to which the hemostatic system is implicated in the onset of clinically manifest ischemic heart disease. Characteristics influencing fibrinolytic activity and plasma fibrinogen concentrations were examined in 1,601 men ages 18–64 and 707 women ages 18–59 in several occupational groups in Northwest London. In summary, fibrinolytic activity was significantly less in smokers than in nonsmokers, though the effect was not large.
Barua and associates (67) also researched fibrinolytic parameters as they relate to smoking. Cells incubated with smokers' serum showed lower basal (p < 0.02) and substance P–stimulated (p = 0.059) tPA production but similar basal and stimulated PAI-1 production (p = 0.9 and p = 0.6) compared with nonsmokers. The basal tPA/PAI-1 molar ratio was significantly reduced in smokers (p < 0.005), again suggesting a potential propensity toward thrombosis. Not all studies have suggested such a relationship, however; Eliasson and coworkers (50) found that despite the correlation between smoking and fibrinogen, there was no relationship between tPA activity, PAI-1 activity, and tobacco use. Different experimental models, doses of cigarette smoke/nicotine, and study timing likely account for differing results.
Because smoking both increases the risk of stroke and appears to reduce the risk of thrombolysis-associated intracerebral hemorrhage, Zidovetzki and coworkers (74) studied the effect of nicotine, an important constituent of cigarette smoke, on PAI-1 production by human brain endothelial cells. Nicotine had no effect on the concentration of tPA, but did increase brain endothelial cell PAI-1 mRNA expression and protein production via a protein kinase C–dependent pathway. Again, although the focus of this research was cerebrovascular disease, the potential implications for VTE cannot be ignored.
Elevated levels of cross-linked products reflect an incipient or ongoing thrombotic process. Plasmin cleaves polymerized fibrin and fibrinogen at multiple sites, releasing fibrin and fibrinogen degradation products including d-dimer, the levels of which, therefore, provide a measure of fibrinolytic activity in the blood. Abnormal d-dimer levels are found in patients with VTE. Lee and associates (75) determined that current cigarette smokers had higher d-dimer levels than ex-smokers, who, in turn, had higher levels than those who had never smoked. On multiple regression analyses with age and plasma fibrinogen as covariates, only lifetime smoking in men and systolic blood pressure in women were independent predictors of fibrin d-dimer levels.
From a database of 4,187 current smokers, 4,791 former smokers, and 8,375 never-smokers 18 years of age or older who participated in the Third National Health and Nutrition Examination Survey conducted between 1988 and 1994, Bazzano and coworkers (76) determined that after adjustment for traditional cardiovascular disease risk factors, cigarette smoking was associated with elevated levels of C-reactive protein, fibrinogen, and homocysteine. Compared with never smoking cigarettes, self-reported current cigarette smoking was associated with elevated homocysteine levels (odds ratio, 2.10 [CI, 1.62–2.74]; p < 0.001). There were positive and significant dose–response relationships between measures of cigarette smoking (cigarettes per day, pack-years, and serum cotinine levels) and elevated levels of novel risk factors.
To examine the effect of passive smoking on plasma fibrinogen, a cross-sectional study (controlling for age, body mass index, ethanol intake, serum total cholesterol, diabetes mellitus, and menopausal status) was conducted between 1990 and 1993 in 1,780 Japanese women ages 45 to 74 years (77). Fibrinogen concentrations were 8.6 (95% confidence interval 1.6–15.6) mg/dl higher in women exposed passively to smoking outside the home (n = 435) and 11.2 (95% confidence interval 3.0–19.3) mg/dl higher in women exposed both in and outside the home (n = 272) than in women unexposed in either location (n = 524). These effects of passive smoking were about 40 to 60% of that of current active smoking. The effect of passive smoking at home only was not statistically significant. This association between fibrinogen and passive smoking was primarily observed in women ages 45 to 59 years but not in those ages 60 to 74 years (77).
As noted earlier, Elwaakad and colleagues (64) have evaluated the effects of passive smoking on plasma factors important in blood coagulation, platelet aggregation, and fibrinolysis (antithrombin III, α1-antitrypsin, α2-macroglobulin) in children with asthma. In this study, 46 asthmatic and nonasthmatic children were divided into groups based on their history of exposure to tobacco smoke (passive smoker, asthmatic; asthmatic; passive smoker, control; and control). Exposure to tobacco smoke was determined quantitatively by the urinary cotinine levels; a positive correlation between passive smoking and blood coagulation, and particularly with increased activity of factor X (r = 0.49, p < 0.05) was reported. The combined effects of asthma and passive smoking induced even more potentially important effects on blood coagulation (factors II, V, and X, p < 0.01; factor VIII, p < 0.001), platelet aggregation (p < 0.001), and fibrinolysis (antithrombin III, p < 0.001 and α1-antitrypsin, p <0.05) compared with the normal subjects. These findings suggest that the risk of clinical thrombosis might also be increased because of passive smoking. Although passive smoking might contribute to elevated fibrinogen levels, evidence does not link passive smoking to venous thrombosis, although it has not been studied in an adequately powered clinical trial. Further investigation is necessary. Quantitative exposure to passive smoke has been correlated positively with blood coagulation activity, particularly factor X activity (78).
Available data indicate that neither oral nor transdermal nicotine increase fibrinogen levels (79, 80). Benowitz and associates (65) conducted a crossover study comparing the effects of cigarette smoking, transdermal nicotine, and placebo transdermal nicotine, each for 5 days, in 12 healthy smokers. They found that although smoking was associated with higher levels of fibrinogen in plasma, nicotine itself did not appear to be responsible for the platelet activation or elevation of plasma fibrinogen seen in smokers. Similarly, the use of smokeless tobacco, such as moist oral snuff, does not appear to affect fibrinogen levels (50). Singh (80) found that nicotine did not alter the clot-forming properties of thrombin on fibrinogen. These data suggest that nicotine, at least alone, is not a cause for the rise in fibrinogen associated with smoking.
Other data suggest a potential role for nicotine. A small study suggested that platelet-dependent thrombin levels were enhanced in smokers, even when not smoking, when compared with nonsmokers, and that the increase occurred immediately after smoking (81). When nicotine or cotinine was added to platelet-rich plasma obtained from nonsmoking volunteers, levels of platelet-dependent thrombin increased significantly (p < 0.002), suggesting that the effect of smoking may be related to the ingestion of nicotine, rather than to other toxic components of cigarette smoke or to certain physiologic responses. It is feasible that increases in plasma nicotine and cotinine levels from smoking may be important in the pathophysiology of increased platelet-dependent thrombin generation.
Both clinical and basic research have linked smoking and COPD to abnormalities of coagulation and fibrinolysis and to VTE. Several potential mechanisms involving inflammation, fibrinogen synthesis, clotting factors, and impaired fibrinolysis are suggested as possible links. The emphasis of research involving smoking and various aspects of coagulation and fibrinolysis has tended to focus on the potential impact on arteriosclerosis and less on VTE. Nonetheless, the parallels to VTE must be taken into consideration. Conflicting data exist with regard to smoking and certain aspects of coagulation. The differences in study results likely depend on research methodology and suggest that additional data should be acquired.
In light of existing basic, clinical, and epidemiologic research regarding the role of tobacco smoking in the pathogenesis of VTE, investigators should incorporate quantitative data on smoking status and exposure of nonsmokers to environmental tobacco smoke in studies of risk factors for VTE. Results of such research may affect the morbidity and mortality of the disease, as well as offering further support for even more extensive antismoking campaigns. VTE is a frequent and potentially fatal complication of patients with COPD. The interrelation between smoking/COPD and coagulation is intriguing and awaits further characterization.
V.F.T. received $2,000 from Aventis for consulting and $5,000 from Advisory Boards in 2004 and received $2,000 from AstraZeneca for consulting and $3,500 from Advisory Boards in 2004 and received $8,000 from Aventis for lecture fees between 2003 and 2004 and $4,000 from AstraZeneca in 2004 and has done research with Aventis and received $10,000 from Aventis for research support between 2003 and 2004.
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