American Journal of Respiratory and Critical Care Medicine

We determined the prevalence of airway hyperresponsiveness to sulfur dioxide (SO2) in an adult population sample of 790 subjects 20 to 44 yr of age. Subjects were drawn randomly from the population of Hamburg, Northern Germany, within the framework of the European Community Respiratory Health Survey. In addition, we analyzed the relationship between SO2 responsiveness and a number of risk factors, such as a history of respiratory symptoms, methacholine responsiveness, and atopy derived from skin-prick test results. SO2 inhalation challenges were performed during isocapnic hyperventilation at constant rate (40 L · min 1, for 3 min) with doubling concentrations of SO2 up to a maximum concentration of 2.0 ppm. If subjects achieved a 20% decrease in FEV1 from baseline during the challenge, they were considered to be hyperresponsive to SO2. The raw prevalence of SO2 hyperresponsiveness within the population sample studied was 3.4% (95% confidence interval [CI]: 2.3 to 5.0%). Adjustment for nonparticipation led to an estimated prevalence of SO2 hyperresponsiveness of 5.4%. Among subjects with hyperresponsiveness to methacholine, 22.4% (95% CI: 20.1 to 25.3) demonstrated hyperresponsiveness to SO2. There was no significant correlation between the degrees of hyperresponsiveness to methacholine and SO2. Predictors of a positive SO2 response were hyperresponsiveness to methacholine (p < 0.0001), a positive history of respiratory symptoms (p < 0.05), and a positive skin-prick test to at least one common allergen (p < 0.05). We conclude from these data that airway hyperresponsiveness to SO2 can be found in about 20 to 25% of subjects within the 20- to 44-yr age range who are hyperresponsive to methacholine.

Besides nitrogen dioxide and ozone, sulfur dioxide (SO2) represents one of the most important gaseous air pollutants, particularly in urban areas. Until recently, daily mean values of 0.3 to 0.7 ppm SO2 have been measured in some cities in eastern Germany during smog episodes (1). In addition, SO2 is a major air pollutant in some workplaces (e.g., in paper mills and smelters) (2).

Epidemiologic studies have shown that smog episodes that include increased SO2 levels are associated with an increased rate of airway symptoms and increased mortality (3, 4). Furthermore, a relationship has been demonstrated between outdoor SO2 levels and hospital admissions for asthma (5, 6), bronchitis (7), and upper-respiratory-tract infections (8) that does not depend on the occurrence of smog episodes. However, since there is frequently a high correlation between airborne SO2 and particle concentrations, it is sometimes difficult to disentangle the health effects of different pollutants under environmental conditions (9).

Experimental exposure studies have suggested that healthy subjects may show airway obstruction after inhaling high concentrations of SO2, and that asthmatic subjects respond at much lower concentrations (10). Futhermore, studies have shown that the degree of airway responsiveness to SO2 is not closely linked to the degree of airway responsiveness to methacholine (11) or histamine (12). As a consequence, the degree of SO2 responsiveness cannot simply be predicted from methacholine responsiveness. It was the aim of our study to determine the prevalence of hyperresponsiveness to SO2 in subjects with airway hyperresponsiveness to methacholine, as well as within the general population. In addition, we studied potential risk factors for SO2 hyperresponsiveness.

Subjects

Within the framework of the European Community Respiratory Health Survey (13), a representative sample of 4,500 subjects (age range: 20 to 44 yr) was drawn from the office of population census of Hamburg. The sample comprised approximately 0.6% of the total population of the given age range. All subjects received a mailed, one-page screening questionnaire (Stage I). When the sample size was corrected for those subjects who had moved (n = 403), died (n = 4), or were outside the established age range (n = 3), the eligible sample comprised 4,090 subjects. All of them were invited for the measurement of airway hyperresponsiveness to methacholine and SO2 provocation challenges within the hospital (Stage II). The request was accepted by 1,049 subjects, 790 of whom finally underwent the SO2 inhalation provocation challenges in the study.

Study Design

The two-step approach of the study has been described in detail elsewhere (13, 14). During each step of subject recruitment, efforts were undertaken to maximize response and participation rates through up to two reminder letters, five telephone calls, and two home visits. All subjects received financial compensation for the time they spent in the hospital for the Stage II measurements.

Besides the SO2 challenge, Stage II comprised the administration of a detailed questionnaire, spirometric measurements, a methacholine inhalation challenge or bronchodilator inhalation test, and skin-prick testing. The study protocol had been approved by the local ethics committee, and written informed consent was obtained from all participants.

Detailed Questionnaire

From the detailed questionnaire, which contained 71 items, answers to four selected questions about respiratory symptoms within the previous 12 mo (asthma attack, attack of breathlessness in rest, wheezing or whistling sound in the chest) and current asthma medication were selected in order to evaluate risk factors for SO2 hyperresponsiveness.

Spirometry

Spirometric measurements were made with pneumotachograph-based electronic spirometers (MasterLab, and PSC-PC, Jaeger, Würzburg, Germany) that met internationally accepted quality criteria (15). In smokers, lung function testing was done at least 1 h after the last cigarette had been smoked. In subjects taking inhaled asthma medication, measurements were not made until at least 4 h had elapsed after the use of any inhaler. Subjects performed five FVC maneuvers, and the maximum FEV1 and FVC of the two best technically satisfactory maneuvers were recorded as final values. Maneuvers were accepted as technically satisfactory if the variation of the two best FEV1 values was below 5%, if the back-extrapolated volume was lower than 100 ml or 5% FVC, and if the expiratory time was at least 6 s. If the subjects failed to produce two technically satisfactory maneuvers after five attempts, another four attempts were allowed.

Methacholine Challenges and Bronchodilator Testing

Methacholine challenges were performed in all subjects who were willing to participate, able to perform successful FEV1 and FVC maneuvers, and did not fulfill the following exclusion criteria. Any subject who had reported a heart attack in the prior 3 mo, or who was taking medication for any heart disease or epilepsy, or who was taking β-blocking drugs was excluded from the challenge, as were pregnant and breast-feeding women. The same was true for subjects showing an FEV1 below 70% of the mean predicted value (15) or lower than 1.5 L. Subjects who were receiving antiasthmatic treatment were given an appointment when they had taken their inhalers at least 4 h and their oral medication at least 8 h beforehand. Challenges were performed with the Mefar MB3 dosimeter and five individually calibrated dosimeters (Mefar srl, Bovezzo, Italy). After baseline values and the airway response to the isotonic saline diluent were measured, increasing concentrations of standard methacholine concentrations (Provocholine; Hoffmann La Roche, Basel, Switzerland) were given. According to a history of respiratory symptoms and baseline lung function, a short protocol with fourfold increases and a long protocol with twofold increases in methacholine concentrations was used. In either protocol, the subjects took a defined number of breaths (from one to four) at intervals of 6 s, starting from FRC, slowly inhaling to TLC, and holding the breath for 3 s. The FEV1 maneuver was performed 2 min after inhalation of each dose. Provocation was stopped when FEV1 had dropped by 20% as compared with postdiluent values, or after a maximum cumulative dose of methacholine of 2.0 mg had been reached. From plots of FEV1 versus the logarithm of the cumulative dose of methacholine, provocative doses necessary to decrease FEV1 by 20% (PD20FEV1) were derived. The details of the inhalation challenge are described elsewhere (16). Any methacholine challenge that did not fulfill the quality criteria for FEV1 measurement was considered invalid.

Any subject with a baseline FEV1 below 70% of the mean predicted value (15) received 200 μg of salbutamol from a metered dose inhaler (MDI) and spacer in a standardized fashion. Spirometry was performed 10 min after administration of the bronchodilator. An increase in FEV1 of more than 15% was considered a positive response.

SO2 Provocation Challenge

SO2 challenges were performed at least 2 h after the end of a negative methacholine provocation test. Subjects with a positive methacholine challenge were given an appointment for SO2 testing on a different day. For the SO2 inhalation challenges, the same exclusion criteria were applied as for the methacholine inhalation challenges. Air was passed through filters, humidified with a heated water bath, and filtered once again to avoid aerosol contamination and achieve 40% relative humidity. To obtain isocapnic conditions during hyperventilation, 2.5% carbon dioxide was added under control by a flow meter (GTF; Platon Instrumentierung, Maintal, Germany). The target SO2 concentrations were achieved by adding an appropriate flow of SO2 (1,000 ppm; Linde AG, Unterschleißheim, Germany) under regulation with a mass-flow controller (Side-Trak 840, 0 to 100 ml · min−1; Sierra Instruments, Monterey, CA). All materials in contact with SO2 were made from stainless steel, Teflon, or other inert materials. The concentration of SO2 was monitored continuously with a pulsed fluorescent SO2 analyzer (No. 43; Thermo Electron Corporation, Franklin, ME). The calibration of the SO2 concentration was checked regularly with a calibrator (Model 8550; Monitor Technologies, San Diego, CA) and a gas-mixing system approved by the Environmental Protection Agency of the state of Hamburg. The mixing chamber was connected to a target balloon in order to facilitate visual control of minute ventilation (V˙e). There were no differences in SO2 concentration between the measurement port in the gas-mixing system and the mouthpiece. During challenges, the subjects were in a standing position and wore a nose clip.

SO2 challenges comprised consecutive 3-min periods of voluntary isocapnic hyperventilation (40 L · min−1) of filtered air and 0.25, 0.5, 1.0, and 2.0 ppm SO2. Airway response was spirometrically assessed 2 and 5 min after the end of each inhalation period. When FEV1 declined over the period between 2 and 5 min after challenge, another measurement, 10 min after inhalation, was added. The challenge was stopped if FEV1 had fallen by at least 20% from the value obtained after hyperventilation of filtered air or after the maximum concentration of SO2 had been applied. Concentration–response curves were constructed by plotting FEV1 against the logarithm of SO2 concentration (in ppm). The provocative concentration of SO2 (PC20FEV1) was computed as the concentration necessary to decrease FEV1 by 20% relative to the airway response to filtered air.

Skin Testing

The subjects' sensitivity to 11 common aeroallergens was assessed by skin testing on the forearms with standardized allergen extracts (Allergopharma, Reinbek, Germany). The allergens applied were trees I (alder, hazel, poplar, elm, willow) and II (birch, beech tree, oak, plane tree); grass; grain; herbs (mugwort, stinging nettle, dandelion, plantain); moulds I (Alternaria, Botrytis, Cladosporium, Curvularia, Fusarium, Helminthosporium) and II (Aspergillus, Mucor, Penicillium, Pullularia, Rhizopus, Serpula); cat; house dust mites (Dermatophagoides pteronyssinus and D. farinae); storage mites (Acarus siro and Tyrophagus putrescentiae); and cockroach. Results were read after 20 min by marking the perimeter of the wheal with a ballpoint pen. A skin test was considered positive if the mean wheal diameter was at least 3 mm.

Statistical Analysis

Arithmetic means and standard deviations were calculated for spirometric indices. Regression equations for responsiveness to SO2 were calculated for each gender, taking into account age and height. For the analysis of risk factors for SO2 hyperresponsiveness, an “impaired FEV1” was attributed to subjects whose residuals of FEV1 were below the 10th percentile of the regression equations.

In a logistic regression analysis, age, gender, and seven additional binary factors were entered to predict SO2 hyperresponsiveness: (1) an affirmative answer to at least one of the four selected questions given in the detailed questionnaire; (2) a history of occupational exposure to vapors, gas, dust, or fumes; (3) a history of job change because a job affected breathing; (4) an impaired FEV1 with residuals of the respective regression equation that fell below the 10th percentile; (5) an increased airway responsiveness to methacholine, with a PD20-FEV1 below 2.0 mg; (6) a positive skin prick test; and (7) a positive smoking history. After being entered into the model, the six additional variables were then eliminated in a stepwise manner, starting with those with the lowest predictive value. Cutoff values of 0.05 and 0.15 were used as the stepwise conditions for dropping variables out of the logistic regression model.

Potential effects of subject selection were analyzed with chi-square tests. The prevalence of positive methacholine challenge tests and the relationship between airway responsiveness to methacholine and to SO2 were used to estimate the prevalence of increased responsiveness to SO2 in the eligible population sample. Statistical significance was assumed for p < 0.05.

Prevalence of Airway Hyperresponsiveness to Methacholine

Valid results of methacholine challenges were obtained for 1,002 subjects. Nonspecific airway hyperresponsiveness as determined by a positive methacholine challenge (225 of 1,002 subjects), or a positive bronchodilator test (three of six subjects) was found in 15.9% of men (84 of 529) and 30.1% of women (144 of 479). The total frequency of nonspecific airway hyperresponsiveness was 22.6% (228 of 1,008), yielding a 95% CI of 20.1 to 25.3%.

Prevalence of Hyperresponsiveness to SO2

SO2 challenges were completed for 790 subjects, and for 786 subjects, valid data were obtained for provocative concentrations of SO2 and provocative doses of methacholine. Among men, 2.5% (11 of 439), and among women, 4.6% (16 of 347) showed hyperresponsiveness to SO2. The total prevalence was 3.4% (27 of 786), with a 95% CI of 2.3 to 5.0%. None of the subjects responded to a SO2 concentration below 0.25 ppm, whereas two (females) responded to concentrations below 0.5 ppm, 13 (five males and eight females) responded to concentrations below 1.0 ppm, and 12 (six males and six females) responded to concentrations below 2.0 ppm.

Relationship between Hyperresponsiveness to Methacholine and SO2

Based on those subjects who underwent both a methacholine and an SO2 provocation test, we determined the relationship between SO2 hyperresponsiveness and methacholine hyperresponsiveness (Figure 1). Among the 679 subjects who were normoreactive to methacholine, only three demonstrated more than a 20% decrease in FEV1 during the SO2 challenge. In two of them, the decrease in FEV1 at the highest methacholine dose of 2.0 mg was 18%, whereas in one subject it was 3% below the baseline value. Therefore, the specificity of a negative methacholine test for predicting a negative SO2 challenge was 99.6%. Among the 107 subjects with airway hyperresponsiveness to methacholine, 24 subjects showed hyperresponsiveness to SO2. Therefore, the sensitivity of a positive methacholine test for predicting a positive SO2 test was 22.4%. Despite this association between methacholine and SO2 responsiveness, the individual values of PD20FEV1 for methacholine and PC20FEV1 for SO2 did not correlate significantly with each other (rPearson = 0.132; rSpearman = 0.200).

Risk Factors for Hyperresponsiveness to SO2

In the logistic regression model used in the study, seven binary factors besides age and gender were included as predictors of SO2 hyperresponsiveness (percent positive): (1) an affirmative answer to at least one of four questions on respiratory symptoms within the previous 12 mo (asthma attack, attack of breathlessness during rest, wheezing or whistling sound in the chest) and current use of asthma medication (19.8%); (2) a positive history of occupational exposures (46.7%); (3) a change of job (1.1%); (4) an impaired FEV1 (7.0%); (5) hyperresponsiveness to methacholine (13.6%); (6) atopy (37.2%); and (7) a positive history of smoking (66.0%). (For details, see Statistical Analysis.)

The full statistical (a priori) model, including age, gender, and each of the seven other variables, is given in Table 1. Variables (7), (4), (3), and (2) in the list given previously were eliminated from the logistic regression, since they did not result in statistically significant contributions. The same result was obtained with 0.05 or 0.15 as p values for dropping variables out of the model. A positive methacholine challenge remained a signicant predictor of a positive SO2 challenge (p < 0.0001). In addition, the presence of respiratory symptoms (p = 0.0217) and a positive skin-prick test result (p < 0.0373) were significant predictors of SO2 hyperresponsiveness. The results of the restricted model are given in Table 2. With suitable cutoff in the logistic regression classification, the maximum percentage of correctly predicted SO2 responses was 92.2%, with a sensitivity of 85.2% and a specificity of 92.5%.

Table 1. RESULTS OF FULL (A PRIORI ) LOGISTIC REGRESSION MODEL FOR PREDICTING RESPONSIVENESS TO SO2, INCLUDING AGE, GENDER, AND SEVEN OTHER VARIABLES*

VariableBeta EstimateSEp Value
Age−0.0283 0.03320.3947
Sex (1 = female, 2 = male)−0.0797 0.52610.8796
(1) Respiratory symptoms 1.0706 0.50690.0347
(2) Occupational exposure to vapors, gas, dust or fumes−0.5390 0.53790.3164
(3) History of job change because job affected breathing−6.270331.58860.8427
(4) Impaired FEV1 with residuals of the respective regression equation below the 10th percentile 0.4994 0.60990.4129
(5) Increased airway responsiveness to methacholine 4.0165 0.7744< 0.0001
(6) Positive skin test 1.0155 0.56190.0707
(7) Positive smoking history
 Ex-smoker 0.0232 0.72820.9746
 Current smoker 0.0991 0.58170.8647

*For details see text.

Table 2. RESULTS OF RESTRICTED MODEL CONTAINING ONLY SIGNIFICANT VARIABLES*

VariableBeta EstimateSEp Value
(1) Respiratory symptoms1.10940.48340.0217
(5) Increased airway responsiveness to methacholine4.06670.7582< 0.0001
(6) Positive skin test1.10590.53100.0373

*For details see text.

Correction for Selection Bias During Subject Recruitment

Subjects responding to the Stage I screening questionnaire did not differ in age or sex distribution from nonresponders. However, Stage II participants included a significantly higher proportion of males (52.7% versus 48.1%, p < 0.05) than did subjects who had answered the screening questionnaire but did not participate in the Stage II tests. Furthermore, each of the seven questions in the screening questionnaire was more frequently answered “Yes” by Stage II participants than by Stage II nonparticipants (p < 0.05 each). Therefore, with respect to respiratory symptom prevalences, Stage II participants represented an enriched sample as compared with the eligible sample.

Among the subjects who were normoresponsive to methacholine, 87.1% (679 of 780) participated in the SO2 challenges, whereas among hyperresponsive subjects a lower proportion underwent the SO2 challenges (46.9%; 107 of 228). After stratification for methacholine responsiveness, there were no statistically significant differences between participants and nonparticipants in the SO2 challenges in the distributions of the remaining parameters (gender and age distribution, prevalence of respiratory symptoms, and positive skin-prick test). Therefore, the assumption of equidistribution of SO2 responsiveness among participants and nonparticipants appeared to be justified. According to this reasoning, the overall prevalence of SO2 hyperresponsiveness was estimated to be 5.4% within the total sample for Stage II. However, since the Stage II participants already represented a sample with an increased prevalence of symptoms as compared with subjects who had only answered the screening questionnaire, the estimate of 5.4% must be considered an upper limit of SO2 responsiveness within the general population aged 20 to 44 yr.

The purpose of our study was to determine the prevalence of airway hyperresponsiveness to SO2 in a population-based sample of adults, and to assess its potential predictors. Hyperresponsiveness to SO2 was defined as a 20% decrease in FEV1 during isocapnic hyperventilation at a maximum concentration of 2.0 ppm SO2. Among the 786 subjects for whom valid data were obtained, 3.4% showed airway hyperresponsiveness to SO2. Taking into account subject selection in SO2 challenges, we obtained a prevalence of hyperresponsiveness to SO2 of 5.4%, which can be considered as an upper limit for the prevalence in the target population of 4,090 subjects drawn as a random sample from the general population. Among the subjects with airway hyperresponsiveness to methacholine, 22.4% showed airway hyperresponsiveness to SO2, whereas among the subjects normoreactive to methacholine only 0.4% were hyperresponsive to SO2. Therefore, methacholine responsiveness was a predictor of hyperresponsiveness to SO2, with low sensitivity and high specificity. However, when methacholine responsiveness was combined with the results of skin-prick testing and the occurrence of respiratory symptoms or use of asthma medication, sensitivity was markedly improved.

Despite the abundance of data from both epidemiologic and experimental studies of the effect of SO2 on various indices of lung function (17), the percentage of subjects with an increased airway responsiveness to SO2 has not previously been determined. Therefore, from the viewpoint of both environmental and occupational medicine, it was desirable to determine the percentage of subjects susceptible to the bronchoconstrictor potency of SO2.

The maximum concentration of 2.0 ppm SO2 was chosen in our study because it represents the long-term threshold limit value in the workplace in many countries including Germany and the United States of America. In historical smog episodes such as the London smogs of 1952 and 1962, daily average SO2 concentrations were in the range of 1.0 to 1.4 ppm (17), and until recently, half this concentration was repeatedly measured during smog episodes in eastern Germany (1). In occupational settings in the pulp industry and factories using various combustion and smelting processes, high peak exposures, many times greater than the short-term exposure limit of 5 ppm, have been reported (18). The maximum concentration chosen in our study was 14 times above the maximum 24-h outdoor concentration (National Ambient Air Quality Standards; NAAQS) permitted in the United States (19), and 17 times above the maximum 1-h outdoor concentration suggested by the World Health Organization (WHO) (20). Therefore, we included 0.25 ppm SO2 as the lowest concentration in our SO2 challenges not only for safety reasons but also to approximate, in short-term exposures, the maximum levels permitted in ambient air. It may be noteworthy that we found two subjects of 24 with airway hyperresponsiveness to methacholine who showed significant airway obstruction after a 3-min hyperventilation with 0.25 to 0.5 ppm SO2 (Figure 2).

In our population-based sample of adults, we restricted the age range to 20 to 44 yr in order to be in accordance with the EC Respiratory Health Survey (13). By focusing on a younger age range, we could avoid potential problems associated with cardiac insufficiency and use of medication, which would have been more prevalent in older subjects. Within the age range examined, there was no significant relationship between age and the percentage or degree of hyperresponsiveness to methacholine or SO2. Therefore, the data do not speak against extrapolation to a wider age range. Furthermore, Rondinelli and coworkers (21) found, in a nonpopulation-based sample of subjects, that airway responsiveness to SO2 did not differ significantly between subjects aged 55 to 73 yr and younger subjects.

Any population-based study in which subjects are invited to participate in clinical examinations faces a potential selection bias. To estimate the direction and size of such a potential bias, we took advantage of the two-stage approach of the EC Respiratory Health Survey, with fairly high response rates of 81% in the first stage. Those questions that had been asked in Stage I were again asked of subjects undergoing the SO2 and methacholine challenges in Stage II. Comparing these data, we found that a greater percentage of subjects participating in the Stage II tests reported respiratory symptoms than did those who refused to participate. Among those participating in Stage II, subjects with a positive methacholine challenge test underwent the SO2 challenges less frequently than subjects with a negative methacholine challenge test. This second selection bias was simply due to a loss of subjects who did not accept a separate appointment for the SO2 challenges, which was regularly requested of subjects with a positive methacholine response. After stratification for methacholine responsiveness, however, there remained no significant differences in gender distribution or symptom prevalence between participants and nonparticipants in SO2 challenges. Therefore, it appeared justified to consider the prevalence rate of SO2 hyperresponsiveness among the subjects hyperresponsive to methacholine as valid, and to infer from the prevalence of methacholine hyperresponsiveness that of SO2 hyperresponsiveness within the general population.

From published data, it appears that subjects with increased nonspecific airway responsiveness are generally more likely to respond to SO2 than are subjects with normal nonspecific airway responsiveness. Whereas in healthy subjects, 5 ppm SO2 is needed to produce airway obstruction during short-term exposures at rest (10), patients with asthma may need only 1 ppm SO2 when breathing at rest and 0.25 to 0.6 ppm SO2 when ventilation rates are increased by hyperventilation or exercise (22, 23). The lack of a significant correlation between the degree of airway hyperresponsiveness to SO2 and the degree of airway hyperresponsiveness to methacholine, as found in the present study is in accord with previously published data (11). Similar findings have been obtained for histamine (12). These latter findings, however, were made in studies performed in highly selected groups of asthmatic subjects, and were not based on a random sample of subjects. Furthermore, they included no or only a small sample of normal subjects for control purposes.

In summary, we estimated the distribution of increased airway responsiveness to SO2 in young adults. SO2 hyperresponsiveness was found in 22.4% of subjects with airway hyperresponsiveness to methacholine. Methacholine hyperresponsiveness, respiratory symptoms, and atopy were significant predictors of a positive lung-function response to SO2. The relationshop between these acute responses and the chronic morbidity of subjects with preexisting airway diseases or the long-term development of chronic obstructive airway disease in subjects chronically exposed to SO2 remains to be established.

The authors acknowledge the excellent technical support of C. Ramin, G. Schmudde, and U. Willenbrock (Hamburg).

Supported by the Bundesminister für Bildung und Forschung (BMBF).

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Correspondence and requests for reprints should be addressed to Prof. Dr. med. H. Magnussen, Krankenhaus Grosshansdorf, Zentrum für Pneumologie und Thoraxchirurgie, LVA Freie und Hansestadt Hamburg, Wöhrendamm 80, D-22927 Grosshansdorf, Germany.

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