American Journal of Respiratory and Critical Care Medicine

Rationale: Noninvasive ventilation (NIV) is increasingly used in patients with acute respiratory distress syndrome (ARDS). The evidence supporting NIV use in patients with ARDS remains relatively sparse.

Objectives: To determine whether, during NIV, the categorization of ARDS severity based on the PaO2/FiO2 Berlin criteria is useful.

Methods: The LUNG SAFE (Large Observational Study to Understand the Global Impact of Severe Acute Respiratory Failure) study described the management of patients with ARDS. This substudy examines the current practice of NIV use in ARDS, the utility of the PaO2/FiO2 ratio in classifying patients receiving NIV, and the impact of NIV on outcome.

Measurements and Main Results: Of 2,813 patients with ARDS, 436 (15.5%) were managed with NIV on Days 1 and 2 following fulfillment of diagnostic criteria. Classification of ARDS severity based on PaO2/FiO2 ratio was associated with an increase in intensity of ventilatory support, NIV failure, and intensive care unit (ICU) mortality. NIV failure occurred in 22.2% of mild, 42.3% of moderate, and 47.1% of patients with severe ARDS. Hospital mortality in patients with NIV success and failure was 16.1% and 45.4%, respectively. NIV use was independently associated with increased ICU (hazard ratio, 1.446 [95% confidence interval, 1.159–1.805]), but not hospital, mortality. In a propensity matched analysis, ICU mortality was higher in NIV than invasively ventilated patients with a PaO2/FiO2 lower than 150 mm Hg.

Conclusions: NIV was used in 15% of patients with ARDS, irrespective of severity category. NIV seems to be associated with higher ICU mortality in patients with a PaO2/FiO2 lower than 150 mm Hg.

Clinical trial registered with www.clinicaltrials.gov (NCT 02010073).

Scientific Knowledge on the Subject

Noninvasive ventilation (NIV) is used to treat patients with acute respiratory distress syndrome (ARDS). Current worldwide practice in the use of this technique, its implications for patient management, and association with outcome are poorly understood. The Berlin definition of ARDS is unclear in regard to the severity classification of patients with NIV.

What This Study Adds to the Field

NIV is used in about 15% of patients with ARDS, irrespective of the severity of hypoxemia. Classification of ARDS severity in patients with NIV based on PaO2/FiO2 ratio had management and prognostic significance. Use of NIV, in comparison with invasive ventilation, has important implications for patient management. Although mortality rate was low in patients successfully managed with NIV, patients who failed NIV had a high mortality. NIV may be associated with a worse intensive care unit outcome than invasive mechanical ventilation in moderate to severe ARDS.

Noninvasive ventilation (NIV) has become an established approach in the management of patients with acute respiratory failure, with strong evidence for its benefits in patients with acute exacerbations of chronic obstructive pulmonary disease (13) and cardiogenic pulmonary edema (4). NIV is not uncommonly used in the management of patients with acute respiratory distress syndrome (ARDS) (57), as evidenced by its formal recognition in the Berlin criteria for ARDS introduced in 2012 (8).

Potential advantages of NIV in the management of patients with ARDS are mainly related to the avoidance of complications linked to sedation, muscle paralysis, and ventilator-associated complications associated with endotracheal intubation and invasive mechanical ventilation (MV) (9). Initially, the use of NIV in patients with ARDS focused on immunocompromised patients, such as those with hematologic malignancies (1014). However, NIV has been used in a broader selection of patients with ARDS (7). Of concern, the evidence supporting NIV use in patients with ARDS is based on relatively small samples (5, 15). Moreover, in most studies, patients treated with NIV were compared with patients treated with oxygen administration (16) or with historical cohorts (17).

Several concerns exist regarding the use of NIV in patients with ARDS. The subgroup of ARDS most likely to benefit from NIV remains unclear. Although some literature suggests that NIV may best be reserved for patients with mild ARDS (i.e., patients with a PaO2/FiO2 ratio of 200–300 mm Hg) (5, 15, 18, 19), it is not always the case in practice (20). Although some factors leading to NIV failure in patients with ARDS are better understood, relatively few patients have been studied to date (21, 22). The impact of NIV on outcome in ARDS is therefore not well understood. In particular, concerns have been raised regarding the impact of prolonged NIV in the absence of respiratory status improvement, potentially delaying tracheal intubation and invasive MV (20, 21, 23, 24). Finally, the recent Berlin definition of ARDS does not specify whether patients with ARDS managed with NIV should be all classified as having “mild” ARDS or whether the PaO2/FiO2 ratio severity stratification is more appropriate (25).

For these reasons, a key prespecified secondary aim of the LUNG SAFE (Large Observational Study to Understand the Global Impact of Severe Acute Respiratory Failure) (26) study was to describe the current practice of the use of NIV in ARDS. Our primary objective was to determine the proportion of patients managed with NIV on Days 1 and 2 following fulfillment of diagnostic criteria for ARDS. Secondary objectives included determining the utility of the PaO2/FiO2 ratio severity categories in the classification of NIV patients, characteristics of patients managed with NIV, ventilatory settings used in these patients, factors associated with NIV failure, and the association between NIV use and mortality in patients with ARDS.

LUNG SAFE was a prospective, observational, international multicenter cohort study. Detailed methods have been published elsewhere (26), and are also available in the online supplement.

Patients, Study Design, and Data Collection

Patients receiving invasive MV or NIV were enrolled in the participating intensive care units (ICUs) for 4 consecutive weeks. Exclusion criteria were age less than 16 years or inability to obtain informed consent. Following enrollment, patients were evaluated daily for acute hypoxemic respiratory failure (AHRF), defined as PaO2/FiO2 less than or equal to 300 mm Hg while simultaneously receiving invasive MV or NIV (depending on the patient group) with end-expiratory pressure greater than or equal to 5 cm H2O, and new radiologic pulmonary parenchymal abnormalities. For patients fulfilling AHRF criteria a more detailed set of data was recorded, to determine whether the patient fulfilled the Berlin criteria for ARDS.

Data on arterial blood gases, type of ventilatory support/settings, and Sequential Organ Failure Assessment (SOFA) score were collected on selected days during the ICU stay. Data were collected once per day, as close as possible to 10:00 a.m. Data on ventilatory settings were recorded simultaneously with arterial blood gas analysis. Decisions to withhold or withdraw life-sustaining treatments and their timing were recorded. ICU and hospital survival were collected at the time of discharge, censored at 90 days after enrollment.

We assessed clinician recognition of ARDS at two time points: on Day 1 of study entry, and when patients exited the study. ARDS was deemed to have been clinician-recognized if either question was answered positively.

NIV Patient Cohort and Definitions

We restricted analyses to the subset of patients (93%) fulfilling ARDS criteria on Day 1 or 2 following the onset of AHRF. Patients were classified as “NIV patients” if they received NIV on Day 1 and 2 following fulfillment of ARDS criteria. In all NIV patients, arterial blood gas measurements were taken while the patient was receiving NIV. Patients were classified as “invasive-MV patients” if they received invasive MV on Day 1 and/or Day 2 of ARDS (see Table E1 in the online supplement).

NIV definition encompassed all forms of patient interface and ventilatory modes. High-flow oxygen therapy was not included. Because data were collected once per day and the duration of NIV sessions was not recorded, patients that were switched from NIV to invasive-MV before the Day 2 data collection (n = 75) were classified in the invasive-MV group. We considered that, in these patients, the NIV session may have been too short to be meaningful.

NIV failure was defined as the need to switch to invasive-MV after Day 1 and 2 of NIV. We limited the comparison of NIV “success” and “failure” groups to patients without treatment limitation (whose definition encompassed all forms of treatment limitation) unless this occurred after institution of invasive MV (see also Statistical analysis).

Statistical Analysis

For continuous variables, we reported median with interquartile range or mean ± SD, and for categorical variables, we reported proportions. Student’s t test, analysis of variance, Wilcoxon rank sum test, or Kruskal-Wallis, chi-square, or Fisher tests were used when appropriate.

Multivariate Cox proportional hazards models were applied to investigate the relationship between potential covariates and outcomes (ICU and hospital mortality, NIV failure). Propensity score matching method was used to evaluate the possible different treatment effects (invasive-MV and NIV) on survival (see Table E2). Patients were matched (1:1 match without replacement) using a caliper of 0.2 SD of the logit of the propensity score. For all tests, a two-sided α of 0.05 was considered significant. The analyses were performed using SAS (SAS Institute, Cary, NC) and R (The R Foundation for Statistical Computing, Vienna, Austria) software.

Incidence of NIV Use

A total of 459 ICUs enrolled patients in the study and 422 enrolled patients with ARDS. In the ICUs enrolling patients with ARDS, 207 (49.1%) used NIV on Days 1 and 2 of ARDS, in at least one patient. Of the 2,813 patients that developed ARDS within 2 days of AHRF onset, 507 patients received NIV on Day 1 (18%). Of these, 436 (15.5%) were managed with NIV on Days 1 and 2, and constitute the study population (Figure 1), whereas 75 patients were managed with NIV on Day 1 and on invasive MV on Day 2 (see Table E3).

Continuous positive airway pressure was used in 28.2% of patients in the NIV group (Table 1), whereas the remaining patients were managed with pressure cycled modes.

Table 1. Demographic and Clinic Characteristics of Study Population (Stratified by ARDS Severity and Ventilation) at Baseline (ARDS Onset)

 ARDS, MildARDS, ModerateARDS, SevereARDSP Value within NIVP Value within Invasive-MV
NIVInvasive-MVNIVInvasive-MVNIVInvasive-MVNIVInvasive-MV
N1197142321,106855574362,377
% within ARDS severity14.385.717.382.713.286.815.5084.50
Male, n (%)58 (48.7)439 (61.5)*150 (64.7)683 (61.8)49 (57.6)350 (62.8)257 (58.9)1,472 (61.9)0.0160.875
Age, yr, median (IQR)71 (59 to 77)64 (51 to 75)*68 (56 to 79)64 (52 to 74)*64 (49 to 76)58 (44 to 70)*68 (54 to 78)63 (50 to 73)*0.110<0.001
Risk factors for ARDS, n (%)        0.478<0.001
 None19 (16.0)69 (9.7)*30 (12.9)85 (7.7)*13 (15.3)36 (6.5)*62 (14.2)190 (8.0)*  
 Nonpulmonary15 (12.6)180 (25.2)*28 (12.1)219 (19.8)*5 (5.9)81 (14.5)*48 (11.0)480 (20.2)*  
 Pulmonary85 (71.4)465 (65.1)174 (75.0)802 (72.5)67 (78.8)440 (79.0)326 (74.8)1,707 (71.8)  
Comorbidities, n (%)          
 Diabetes28 (23.5)153 (21.4)52 (22.4)253 (22.9)18 (21.2)109 (19.6)98 (22.5)515 (21.7)0.9240.298
 Chronic renal failure19 (16.0)77 (10.8)31 (13.4)111 (10.0)12 (14.1)36 (6.5)*62 (14.2)224 (9.4)*0.8030.021
 Heart failure22 (18.5)74 (10.4)*34 (14.7)105 (9.5)*10 (11.8)45 (8.1)66 (15.1)224 (9.4)*0.4000.382
 Chronic liver failure4 (3.4)31 (4.3)2 (0.9)45 (4.1)*3 (3.5)27 (4.8)9 (2.1)103 (4.3)*0.1090.763
 Neoplasm or immunosuppression20 (16.8)147 (20.6)62 (26.7)209 (18.9)*17 (20.0)129 (23.2)99 (22.7)485 (20.4)0.0890.125
 COPD46 (38.7)132 (18.5)*70 (30.2)239 (21.6)*19 (22.4)101 (18.1)135 (31.0)472 (19.9)*0.0430.134
 Home ventilation8 (6.7)13 (1.8)*10 (4.3)20 (1.8)*3 (3.5)5 (0.9)21 (4.8)38 (1.6)*0.5020.321
Parameters at day of ARDS onset, mean ± SD          
 PaO2, mm Hg109.4 ± 42.1118.2 ± 46.680.7 ± 21.790.7 ± 28.3*67.7 ± 14.066.3 ± 15.286.0 ± 31.693.2 ± 37.9*<0.001<0.001
 FiO20.45 ± 0.180.48 ± 0.19*0.57 ± 0.160.62 ± 0.19*0.88 ± 0.130.90 ± 0.15*0.60 ± 0.220.65 ± 0.24*<0.001<0.001
 PaO2/FiO2, mm Hg243 ± 29246 ± 28146 ± 29149 ± 2879 ± 1775 ± 17160 ± 63161 ± 68<0.001<0.001
 pH7.37 ± 0.097.36 ± 0.107.37 ± 0.107.33 ± 0.12*7.41 ± 0.097.27 ± 0.14*7.38 ± 0.107.33 ± 0.12*0.007<0.001
 PaCO2, mm Hg48 ± 1841 ± 10*47 ± 1846 ± 1543 ± 1452 ± 18*46 ± 1746 ± 150.134<0.001
 Base excess, mmol/L1.49 ± 7.50−1.93 ± 6.23*0.42 ± 6.53−2.23 ± 6.85*1.18 ± 5.99−2.74 ± 8.11*0.86 ± 6.72−2.26 ± 6.99*0.1810.009
 PEEP, cm H2O7 ± 27 ± 37 ± 28 ± 3*7 ± 210 ± 4*7 ± 28 ± 3*0.042<0.001
 Total respiratory rate, breaths/min24 ± 719 ± 6*27 ± 721 ± 6*27 ± 623 ± 14*26 ± 721 ± 9*<0.001<0.001
 Minute ventilation, L/min12.19 ± 5.249.13 ± 2.93*13.63 ± 5.749.50 ± 3.10*13.29 ± 4.909.91 ± 3.15*13.18 ± 5.479.49 ± 3.07*0.057<0.001
 Tidal volume, ml/kg PBW8.73 ± 2.857.76 ± 1.77*8.37 ± 2.847.60 ± 1.92*7.98 ± 2.627.46 ± 1.93*8.39 ± 2.817.61 ± 1.88*0.3480.007
 Nonpulmonary SOFA score adjusted3 ± 37 ± 4*3 ± 37 ± 4*3 ± 37 ± 4*3 ± 37 ± 4*0.5480.370
 Use of vasopressors, n (%)16 (14.4)342 (51.8)*37 (17.6)575 (55.2)*9 (11.8)325 (61.2)*62 (15.6)1,242 (55.6)*0.4530.005
 Use of CPAP, n (%)35 (29.4)65 (28.0)23 (27.0)123 (28.2)0.930

Definition of abbreviations: ARDS = acute respiratory distress syndrome; COPD = chronic obstructive pulmonary disease; CPAP = continuous positive airway pressure; IQR = interquartile range; MV = mechanical ventilation; NIV = noninvasive ventilation; PBW = predicted body weight; PEEP = positive end-expiratory pressure; SOFA = Sequential Organ Failure Assessment.

* P < 0.05, comparison versus NIV group with same ARDS severity.

Classification of NIV Patients

In patients with ARDS managed with NIV, classification of severity into mild, moderate, and severe categories according to the PaO2/FiO2 bands in the Berlin definition was associated with a step-wise increase in positive end-expiratory pressure (PEEP) and FiO2 (Table 1). Greater ARDS severity category was associated with an increase in clinician recognition of ARDS, and a worsening in outcomes, including ICU length of stay, ICU mortality, and nonsignificant increase in hospital mortality (Table 2). Increasing ARDS severity category was associated with a significant increase in NIV failure in patients without preintubation treatment limitations (from 22.2 to 42.3 to 47.1%; P = 0.008).

Table 2. Events Occurring during Follow-up in Study Population (Stratified by ARDS Severity and Ventilation)

 ARDS, MildARDS, ModerateARDS, SevereARDSP Value within NIVP Value within Invasive-MV
 NIVInvasive-MVNIVInvasive-MVNIVInvasive-MVNIVInvasive-MV
N1197142321,106855574362,377
Clinical recognition of ARDS, n (%)          
 At study entry21 (17.6)178 (24.9)63 (27.2)372 (33.6)17 (20.0)236 (42.4)*101 (23.2)*786 (33.1)0.101<0.001
 At any time41 (34.5)366 (51.3)*122 (52.3)722 (65.3)*47 (55.3)437 (78.5)*210 (48.2)1,525 (64.2)*0.002<0.001
 Patients with treatment limitation, n (%)27 (22.7)171 (23.9)68 (29.3)272 (24.6)29 (34.1)135 (24.2)124 (28.4)578 (24.3)0.1860.951
Length of stay (from ARDS onset) in ICU (d), median (IQR)          
 All patients6 (3–10)8 (4–16)*8 (4–13.5)10 (5–19)*7 (4–12)10 (4–18)*7 (4–12)9 (5–18)*0.0320.019
 Alive patients at ICU discharge5 (3–8)9 (5–18)*8 (4–13)11 (6–20)*7 (4–13)13 (7–23)*7 (4–12)11 (6–20)*0.002<0.001
ICU mortality, n (%)26 (21.8)191 (26.8)64 (27.8)351 (31.7)34 (40.0)221 (39.7)124 (28.4)763 (32.1)0.017<0.001
Hospital mortality, n (%)36 (30.3)249 (34.9)83 (35.8)446 (40.3)37 (43.5)257 (46.4)156 (35.8)952 (40.1)0.130<0.001

Definition of abbreviations: ARDS = acute respiratory distress syndrome; ICU = intensive care unit; IQR = interquartile range; MV = mechanical ventilation; NIV = noninvasive ventilation.

Vital status was evaluated at ICU/hospital discharge. Patients who were still in ICU/hospital were censored on Day 90 from acute hypoxemic respiratory failure onset.

* P < 0.05, comparison versus NIV group with same ARDS severity.

Of interest, the use of NIV did not vary significantly with mild (14.3%), moderate (17.3%), and severe (13.2%) ARDS severity category (Table 1).

Baseline Characteristics of NIV Patients

NIV patients were older and had lower nonpulmonary SOFA scores, both in the whole population and across the different severity categories, compared with invasive-MV patients (Table 1). NIV patients had a higher prevalence of chronic renal failure, congestive heart failure, and chronic obstructive pulmonary disease than invasive-MV patients (Table 1). The prevalence of immunosuppression and/or malignancies did not differ between the two groups. Clinician recognition of ARDS was significantly lower in NIV patients compared with invasive-MV patients (Table 2). The use of NIV was independently associated with a lower recognition of ARDS by clinicians (odds ratio, 0.585; 95% confidence interval, 0.45–0.76) (see Table E4). ARDS recognition was increased in patients that failed NIV (Table 3). There were no differences in treatment limitation rates in NIV patients versus invasive-MV patients.

Table 3. Demographic and Clinical Characteristics of ARDS NIV Patients at Baseline (ARDS Onset)

 ARDS-NIV (without Treatment Limitations)P Value
 SuccessFailure
Patients, n (%)  0.001
 All218 (62.5)131 (37.5) 
 Mild ARDS77 (77.8)22 (22.2) 
 Moderate ARDS105 (57.7)77 (42.3) 
 Severe ARDS36 (52.9)32 (47.1) 
Male, n (%)129 (59.2)80 (61.1)0.727
Age, median (IQR)66.5 (52 to 78)63.0 (53 to 74)0.081
ICU mortality, n (%)   
 All23 (10.6)56 (42.7)<0.001
 Patients with PaO2/FiO2 ratio <150 mm Hg13 (14.6)36 (45.0)<0.001
 Patients with PaO2/FiO2 ratio ≥150 mm Hg10 (7.8)20 (39.2)<0.001
Hospital mortality, n (%)35 (16.1)59 (45.4)<0.001
Clinical recognition of ARDS, n (%)   
 At study entry43 (19.7)42 (32.1)0.009
 At any time73 (34.1)88 (68.2)<0.001
Risk factors for ARDS, n (%)  0.211
 None33 (15.1)12 (9.2) 
 Nonpulmonary27 (12.4)14 (10.7) 
 Pulmonary158 (72.5)105 (80.1) 
Comorbidities, n (%)   
 Diabetes56 (25.7)21 (16.0)0.035
 Chronic renal failure36 (16.5)11 (8.4)0.032
 Heart failure (NYHA III-IV)28 (12.8)18 (13.7)0.811
 Chronic liver failure4 (1.8)2 (1.5)1.000
 Neoplasm or immunosuppression42 (19.3)34 (26.0)0.143
 COPD74 (33.9)33 (25.2)0.086
 Home ventilation13 (6.0)5 (3.8)0.380
Parameters at day of ARDS onset, mean ± SD   
 PaO2, mm Hg88.6 ± 31.683.1 ± 30.50.097
 FiO20.58 ± 0.220.63 ± 0.210.007
 PaO2/FiO2 ratio, mm Hg171 ± 65145 ± 60<0.001
 pH7.38 ± 0.097.38 ± 0.090.967
 PaCO2, mm Hg48 ± 1744 ± 170.009
 Base excess, mmol/L1.91 ± 6.73−0.02 ± 6.830.002
 PEEP, cm H2O7 ± 27 ± 20.478
 Total respiratory rate, breaths/min25 ± 627 ± 80.012
 Minute ventilation, L/min12.71 ± 5.0714.03 ± 6.250.107
 Tidal volume, ml/kg PBW8.38 ± 2.608.65 ± 3.110.795
 Nonpulmonary SOFA score adjusted2 ± 33 ± 30.019
 Patients under pressors agents, n (%)23 (11.7)18 (15.1)0.376
 Use of CPAP, n (%)59 (27.1)35 (26.7)0.907

Definition of abbreviations: AHRF = acute hypoxemic respiratory failure; ARDS = acute respiratory distress syndrome; COPD = chronic obstructive pulmonary disease; CPAP = continuous positive airway pressure; ICU = intensive care unit; IQR = interquartile range; NIV = noninvasive ventilation; NYHA = New York Heart Association; PBW = predicted body weight; PEEP = positive end-expiratory pressure; SOFA = Sequential Organ Failure Assessment

Population was stratified according to the NIV treatment outcome (success-failure) occurring in ICU during 28 days from AHRF onset. Patients with preintubation treatment limitations were excluded from this analysis. Vital status was evaluated at ICU/hospital discharge. Patients who were still in ICU/hospital were censored on Day 90 from AHRF onset.

Effect of NIV versus Invasive MV on Ventilation and Gas Exchange

NIV patients had significantly lower levels of PEEP, and higher respiratory rates than invasive-MV patients. In NIV patients, measured tidal volumes and minute ventilation were greater than in invasive-MV patients (Table 1). In contrast to patients managed with invasive-MV, tidal and minute ventilation did not change significantly with greater ARDS severity (Table 1).

At ARDS onset, PaO2/FiO2 ratio was not different between the NIV and invasive-MV patients (Table 1). PaO2/FiO2 ratios improved more rapidly in the patients treated with invasive-MV (Figure 2B; see Figure E1). Baseline PaCO2 did not differ between the NIV and invasive-MV patients. However, although baseline PaCO2 in mild ARDS was higher in NIV compared with invasive-MV patients (48 ± 18 vs. 41 ± 10 mm Hg; P = 0.002), PaCO2 in severe ARDS was lower in NIV (43 ± 14 vs. 52 ± 18 mm Hg; P < 0.001) compared with invasive-MV. In contrast to invasive-MV patients, where PaCO2 increased, the PaCO2 in the NIV group did not change (P = 0.134) with greater ARDS severity (Table 1, Figure 2).

NIV Failure versus Success

Among the 349 NIV patients without preintubation treatment limitations, 131 (37.5%) failed NIV (Table 3). A multivariate Cox model revealed that higher nonpulmonary SOFA score, lower PaO2/FiO2, and the percentage increase of PaCO2 over the first 2 days of treatment were independently associated with NIV failure within 28 days from AHRF onset (see Table E5).

Effect of Intubation on Physiologic Variables

Table E6 and Figure 2C show the comparison, for physiologic variables, between the last available recording of NIV and the first available recording during invasive-MV. After intubation, both PaO2/FiO2 (152 ± 68 vs. 182 ± 95 mm Hg; P < 0.001) and PaCO2 significantly increased. After initiation of invasive-MV, patients were managed with a higher PEEP and had lower respiratory rates, and received lower tidal and minute volumes compared with preintubation values.

Outcomes in NIV Patients

Crude ICU and hospital mortalities were not significantly different between the NIV and the invasive-MV patients (Table 2; see Figure E2).

Patients that failed NIV were more severely ill (Table 3) and had significantly worse ICU (42.7% vs. 10.6%; P < 0.001) and hospital mortality compared with those that were successfully managed with NIV (Table 3).

In a multivariate Cox regression model adjusting for covariates significantly associated with outcome (see Table E7), NIV use was independently associated with increased ICU (but not hospital) mortality rate (hazard ratio, 1.446 [95% confidence interval, 1.159–1.805]). Furthermore, we matched 353 NIV patients with invasive-MV patients using propensity score (see Table E2). The two matched populations were homogeneous for demographic characteristics, comorbidities, and severity of organ failures (see Table E2). ICU and hospital mortality rates did not differ (Table 4). Kaplan-Meier survival estimates for invasive-MV and NIV patients of the matched samples were not significantly different (Figure 3). In the subset of patients with a PaO2/FiO2 ratio less than 150, ICU mortality was 36.2% with NIV compared with 24.7% with invasive-MV (P = 0.033) (Table 4). Figure 3 shows survival curves in NIV and invasive-MV groups for matched patients with a PaO2/FiO2 higher and lower than 150 mm Hg.

Table 4. Effect of Treatment and Clinical Parameters at ARDS Onset for Invasive-MV and NIV Patients in the Propensity Score Matched Sample

 Invasive-MV Patients (n = 353)NIV Patients (n = 353)P Value
ARDS severity at onset, n (%)   
 Mild100 (28.33)101 (28.61)1.000
 Moderate184 (52.12)165 (46.74)0.195
 Severe69 (19.55)87 (24.65)0.127
 Patients with PaO2/FiO2 ratio <150 mm Hg at ARDS onset, n (%)174 (49.29)174 (49.29)1.000
Parameters at ARDS onset, mean ± SD   
 pH7.35 ± 0.117.38 ± 0.090.001
 FiO20.66 ± 0.240.60 ± 0.220.001
 SPO2, %94.53 ± 5.5194.99 ± 3.850.660
 Total respiratory rate, breaths/min20.66 ± 6.4625.63 ± 7.01<0.001
 PEEP, cm H2O8.09 ± 3.17.02 ± 1.95<0.001
 Peak inspiratory pressure, cm H2O26.77 ± 7.6617.43 ± 7.22<0.001
 PaO2, mm Hg94.64 ± 40.3287.96 ± 32.550.031
 PaCO2, mm Hg46.5 ± 14.4145.8 ± 17.360.320
 PaO2/FiO2, mm Hg157.62 ± 65.58160.94 ± 64.290.492
 Tidal volume, ml/kg PBW7.53 ± 1.758.46 ± 2.770.001
 Minute ventilation, L/min9.31 ± 2.9013.26 ± 5.60<0.001
 Base excess, mmol/L−0.74 ± 5.930.60 ± 6.550.002
 HCO3, mmol/L24.39 ± 5.6525.4 ± 6.950.086
 Nonpulmonary SOFA adjusted3.26 ± 2.823.19 ± 2.840.423
 Δ (%)* PaO2/FiO2 ratio36.31 ± 76.7628.17 ± 76.770.063
 Δ (%)* PaCO2−0.3 ± 29.863.37 ± 25.920.025
 Use of vasopressors, n (%)80 (24.32)49 (15.03)0.005
Duration of mechanical ventilation, d, median (IQR)   
 All patients8 (4 to 15)9 (5 to 13)0.293
 ICU survivors7 (4 to 14)10 (7 to 13)0.744
Length of ICU stay, d, median (IQR)   
 All patients10 (6 to 18)7 (4 to 12)<0.001
 ICU survivors10 (6 to 19)7 (4 to 12)<0.001
All-cause in-ICU mortality, n (%)   
 All patients92 (26.06)99 (28.05)0.608
 Matched patients with PaO2/FiO2 ratio <150 mm Hg43 (24.71)63 (36.21)0.033
All-cause in-hospital mortality, n (%)   
 All patients115 (32.76)117 (33.24)0.871
 Matched patients with PaO2/FiO2 ratio <150 mm Hg55 (31.61)66 (38.15)0.224

Definition of abbreviations: AHRF = acute hypoxemic respiratory failure; ARDS = acute respiratory distress syndrome; ICU = intensive care unit; IQR = interquartile range; MV = mechanical ventilation; NIV = noninvasive ventilation; PBW = predicted body weight; PEEP = positive end-expiratory pressure; SOFA = Sequential Organ Failure Assessment.

Statistical tests accounted for the matched nature of the sample (paired Student’s t test or Wilcoxon signed rank test for continuous variables, McNemar test for dichotomous variables). For three patients (two invasive-MV and one NIV) vital status at hospital discharge were missing. Vital status was evaluated at ICU/hospital discharge. Patients who were still in ICU/hospital were censored on Day 90 from AHRF onset.

* Delta (Δ) was evaluated as difference between the value measured at the second day from ARDS onset and those measured at the ARDS onset day. Percentage was evaluated as rate between Δ and value measured at the ARDS onset day.

Table E8 shows the comparison between survivors and nonsurvivors at hospital discharge in NIV patients. Nonsurvivors were older, with a higher prevalence of immunosuppression or neoplastic disease, and had a higher nonpulmonary SOFA score. Moreover, nonsurvivors had, on the day of ARDS diagnosis, a lower PaO2/FiO2 and higher respiratory rate than survivors. A multivariate Cox model performed on baseline characteristics in the NIV group showed that chronic heart failure, presence of hematologic or neoplastic disease, chronic liver failure, age, ARDS severity, percentage decrease of PaO2/FiO2 ratio between Days 1 and 2, total respiratory rate, and nonpulmonary SOFA score were each independently associated with risk of in-hospital death (see Table E9).

Of the 2,813 patients that were diagnosed with ARDS criteria within 2 days of developing AHRF enrolled into the LUNG SAFE study, 436 (15.5%) were managed with NIV on Days 1 and 2 of ARDS. NIV patients were older and had more comorbidities, but had lower nonpulmonary SOFA scores compared with invasive-MV patients. NIV failure occurred in 134 (30.7%) patients, necessitating change to invasive-MV. Classification of ARDS severity based on PaO2/FiO2 ratio categories was indicative of a higher intensity of treatment and worse outcome, as is seen in patients with ARDS managed with invasive-MV. Of interest, NIV applications rates were similar across the ARDS severity categories. Although crude mortality was not different, after adjustment for covariates NIV was associated with increased ICU (but not hospital) mortality. This finding appeared confined, in the propensity matched analysis, to the more severe patients (i.e., those with a PaO2/FiO2 ratio <150 mm Hg).

The finding that NIV use was similar across the ARDS severity categories was surprising given the fact that recommendations for NIV use in ARDS suggest that its use be restricted to mild ARDS (19). Although success rates of NIV in mild ARDS were 78%, this decreased to 58% in moderate and 53% in severe ARDS, consistent with previous findings (24). Although NIV has been shown to be beneficial in the subgroup of patients with immunosuppression/neoplastic diseases (1014), the presence of these diseases was not associated with a greater use of NIV in our patients. NIV use seemed associated with other factors, such as preexisting chronic obstructive pulmonary disease, congestive heart failure, and chronic renal failure.

Although the Berlin definition clearly acknowledges that ARDS diagnosis can be fulfilled by patients undergoing NIV, the definition is less clear concerning how ARDS severity should be determined in these patients. Although some authors used the PaO2/FiO2 severity bands also for NIV patients (27), others considered that NIV patients with PaO2/FiO2 less than 200 mm Hg could not be classified according to Berlin definition and these patients were excluded from analysis (25). Our results support the use of PaO2/FiO2 bands to classify NIV patients as mild, moderate, and severe: worsening ARDS categories were associated with more prolonged and aggressive ventilator support, and worse patient outcomes.

The use of NIV was associated with important differences in the clinical management of patients with ARDS, which might be, in part, explained by the fact that use of NIV was independently associated with an underrecognition of ARDS by clinicians both at study entry and any time. Interestingly, clinicians recognized ARDS much more frequently in patients that failed NIV, as shown by the very high rate of delayed recognition in these patients. NIV patients received lower levels of PEEP (with a median value of 7 cm H2O) in all the ARDS categories and a predominant use of FiO2 to correct hypoxemia. This finding is clinically relevant, because application of higher levels of PEEP has been associated with improved outcomes in patients with moderate to severe ARDS (28). Although the use of lower PEEP may be seen as inherent to the use of NIV, because of constraints in increasing airway pressure, our results also highlight the effects of the lack of control over respiratory drive. Minute ventilation was higher in NIV patients as a result of higher respiratory rate and tidal volumes. Tidal volumes were also higher than the 6–8 ml/kg of ideal body weight recommended for lung-protective ventilation. These data should be interpreted cautiously, because they were measured only in a subset of NIV patients and limitations exist regarding the accuracy of measurement of tidal volume during NIV. In NIV patients, minute ventilation increased with greater ARDS severity during NIV with no significant difference in PaCO2, suggesting that the increased patient respiratory drive compensated for the increased dead space. In patients failing NIV, institution of invasive-MV was associated with increased PEEP, decreased oxygen fraction, and improved PaO2/FiO2 ratios, as well as decreases in tidal volume and respiratory rate leading to an approximately 30% drop of minute ventilation, resulting in an increased PaCO2. Ventilator settings in patients transitioned to invasive-MV were closer to protective settings than those seen before NIV failure, suggesting that institution of invasive-MV (which might have required increased sedation) facilitated better control of tidal volume and airway pressures, possibly decreasing the risk of lung injury.

NIV failure was associated with a substantial increase in the risk of death, with mortality higher than for severe ARDS managed with invasive-MV. Although this finding may reflect the fact that these patients were sicker at commencement of NIV, and worsened over time, it underlines the need for careful patient selection when considering NIV use in ARDS. Factors independently associated with NIV failure included higher nonpulmonary SOFA score and higher respiratory rate. Evaluating the patient’s response to NIV is also important, with the percentage increase of PaCO2 over the first 2 days of treatment also associated with NIV failure. A decline of PaO2/FiO2 ratio between Day 1 and 2 of treatment was independently associated with an increased mortality in NIV patients. These parameters could be used to stratify patients when deciding to treat patients with NIV or in deciding to terminate NIV and proceed to invasive-MV.

Of concern is the finding that NIV use seems to be associated with increased ICU mortality. After adjusting for potential confounders, a patient treated with NIV at ARDS onset seemed to have a 30% increased risk of dying in ICU compared with a similar patient treated with invasive-MV. This result should be interpreted cautiously, because it was not confirmed for the hospital mortality and is partly discrepant with the propensity matched analysis (affected by a lower power because of the smaller number of patients included). Finally, although the model did not highlight any effect of the interaction between NIV and PaO2/FiO2 ratio on mortality, in the propensity matched cohort, the ICU mortality was significantly higher for NIV than for invasive-MV in the cohort of patients with PaO2/FiO2 less than 150 mm Hg. In this respect our data are consistent with previous reports showing an increase in NIV failure rates, in patients with a PaO2/FiO2 ratio less than or equal to 150 mm Hg (29).

The LUNG SAFE study represents one of the largest prospective datasets of patients with ARDS treated with NIV. Nonetheless, it does have limitations. To limit the burden on investigators, data were collected as often as once per day and we did not collect hours of duration of NIV treatment, a factor previously thought to be important in NIV success and failure (30). For this reason, we conservatively considered NIV patients as only those undergoing this treatment on Days 1 and 2. Patients treated with NIV for a shorter period and subsequently intubated were considered in the invasive MV group. This was done to avoid considering as NIV patients those receiving only a short NIV trial, or who entered the ICU while receiving NIV, and were subsequently intubated quickly. In these patients, it seems likely that the impact of invasive MV would likely have the predominant effect on patient outcome. Clearly, a drawback of this approach is the potential underestimation of NIV failure rate. We did not include patients undergoing high-flow oxygen, because these patients did not fulfill the Berlin criteria for ARDS (31, 32). We did not collect data on the type of interface used for NIV, which may be a potentially important determinant of NIV success (33). Moreover we did not collect patients’ severity scores, such as Acute Physiology and Chronic Health Evaluation and Simplified Acute Physiology Score, but relied on the SOFA score to characterize the nonpulmonary severity of illness severity. Finally, although we collected data regarding the presence of treatment limitation decisions, we cannot completely exclude the possibility that clinicians may have been reluctant to use invasive-MV in patients at higher risk of dying because of preexisting medical conditions (as suggested, for example, by older age of the NIV patients).

In conclusion, in a large cohort of patients with ARDS, NIV was used in 15% of cases, and was used to a similar extent across the severity categories. NIV failure occurred in more than one-third of patients with ARDS and in almost half of patients with moderate and severe ARDS. Mortality rates in patients that failed NIV were high. Of concern, NIV was associated with a worse adjusted ICU mortality than invasive-MV in patients with a PaO2/FiO2 lower than 150 mm Hg. These findings raise further concerns regarding NIV use in this patient group.

1. Brochard L, Mancebo J, Wysocki M, Lofaso F, Conti G, Rauss A, Simonneau G, Benito S, Gasparetto A, Lemaire F, et al. Noninvasive ventilation for acute exacerbations of chronic obstructive pulmonary disease. N Engl J Med 1995;333:817822.
2. Keenan SP, Sinuff T, Cook DJ, Hill NS. Which patients with acute exacerbation of chronic obstructive pulmonary disease benefit from noninvasive positive-pressure ventilation? A systematic review of the literature. Ann Intern Med 2003;138:861870.
3. Lightowler JV, Wedzicha JA, Elliott MW, Ram FS. Non-invasive positive pressure ventilation to treat respiratory failure resulting from exacerbations of chronic obstructive pulmonary disease. Cochrane systematic review and meta-analysis. BMJ 2003;326:185.
4. Masip J, Roque M, Sánchez B, Fernández R, Subirana M, Expósito JA. Noninvasive ventilation in acute cardiogenic pulmonary edema: systematic review and meta-analysis. JAMA 2005;294:31243130.
5. Antonelli M, Conti G, Esquinas A, Montini L, Maggiore SM, Bello G, Rocco M, Maviglia R, Pennisi MA, Gonzalez-Diaz G, et al. A multiple-center survey on the use in clinical practice of noninvasive ventilation as a first-line intervention for acute respiratory distress syndrome. Crit Care Med 2007;35:1825.
6. Walkey AJ, Wiener RS. Use of noninvasive ventilation in patients with acute respiratory failure, 2000-2009: a population-based study. Ann Am Thorac Soc 2013;10:1017.
7. Demoule A, Chevret S, Carlucci A, Kouatchet A, Jaber S, Meziani F, Schmidt M, Schnell D, Clergue C, Aboab J, et al.; oVNI Study Group; REVA Network (Research Network in Mechanical Ventilation). Changing use of noninvasive ventilation in critically ill patients: trends over 15 years in francophone countries. Intensive Care Med 2016;42:8292.
8. Ranieri VM, Rubenfeld GD, Thompson BT, Ferguson ND, Caldwell E, Fan E, Camporota L, Slutsky AS; ARDS Definition Task Force. Acute respiratory distress syndrome: the Berlin Definition. JAMA 2012;307:25262533.
9. Rittayamai N, Brochard L. Recent advances in mechanical ventilation in patients with acute respiratory distress syndrome. Eur Respir Rev 2015;24:132140.
10. Lemiale V, Resche-Rigon M, Mokart D, Pène F, Rabbat A, Kouatchet A, Vincent F, Bruneel F, Nyunga M, Lebert C, et al. Acute respiratory failure in patients with hematological malignancies: outcomes according to initial ventilation strategy. A Groupe de Recherche Respiratoire en Réanimation Onco-Hématologique (Grrr-OH) study. Ann Intensive Care 2015;5:28.
11. Azoulay E, Mokart D, Pène F, Lambert J, Kouatchet A, Mayaux J, Vincent F, Nyunga M, Bruneel F, Laisne LM, et al. Outcomes of critically ill patients with hematologic malignancies: prospective multicenter data from France and Belgium. A Groupe de Recherche Respiratoire en Réanimation Onco-Hématologique study. J Clin Oncol 2013;31:28102818.
12. Gristina GR, Antonelli M, Conti G, Ciarlone A, Rogante S, Rossi C, Bertolini G; GiViTI (Italian Group for the Evaluation of Interventions in Intensive Care Medicine). Noninvasive versus invasive ventilation for acute respiratory failure in patients with hematologic malignancies: a 5-year multicenter observational survey. Crit Care Med 2011;39:22322239.
13. Conti G, Marino P, Cogliati A, Dell’Utri D, Lappa A, Rosa G, Gasparetto A. Noninvasive ventilation for the treatment of acute respiratory failure in patients with hematologic malignancies: a pilot study. Intensive Care Med 1998;24:12831288.
14. Depuydt PO, Benoit DD, Roosens CD, Offner FC, Noens LA, Decruyenaere JM. The impact of the initial ventilatory strategy on survival in hematological patients with acute hypoxemic respiratory failure. J Crit Care 2010;25:3036.
15. Rana S, Jenad H, Gay PC, Buck CF, Hubmayr RD, Gajic O. Failure of non-invasive ventilation in patients with acute lung injury: observational cohort study. Crit Care 2006;10:R79.
16. Ferrer M, Esquinas A, Leon M, Gonzalez G, Alarcon A, Torres A. Noninvasive ventilation in severe hypoxemic respiratory failure: a randomized clinical trial. Am J Respir Crit Care Med 2003;168:14381444.
17. Wang S, Singh B, Tian L, Biehl M, Krastev IL, Kojicic M, Li G. Epidemiology of noninvasive mechanical ventilation in acute respiratory failure: a retrospective population-based study. BMC Emerg Med 2013;13:6.
18. Agarwal R, Aggarwal AN, Gupta D. Role of noninvasive ventilation in acute lung injury/acute respiratory distress syndrome: a proportion meta-analysis. Respir Care 2010;55:16531660.
19. Ferguson ND, Fan E, Camporota L, Antonelli M, Anzueto A, Beale R, Brochard L, Brower R, Esteban A, Gattinoni L, et al. The Berlin definition of ARDS: an expanded rationale, justification, and supplementary material. Intensive Care Med 2012;38:15731582.
20. Kangelaris KN, Ware LB, Wang CY, Janz DR, Zhuo H, Matthay MA, Calfee CS. Timing of intubation and clinical outcomes in adults with acute respiratory distress syndrome. Crit Care Med 2016;44:120129.
21. Chawla R, Mansuriya J, Modi N, Pandey A, Juneja D, Chawla A, Kansal S. Acute respiratory distress syndrome: predictors of noninvasive ventilation failure and intensive care unit mortality in clinical practice. J Crit Care 2016;31:2630.
22. Carteaux G, Millán-Guilarte T, De Prost N, Razazi K, Abid S, Thille AW, Schortgen F, Brochard L, Brun-Buisson C, Mekontso Dessap A. Failure of noninvasive ventilation for de novo acute hypoxemic respiratory failure: role of tidal volume. Crit Care Med 2016;44:282290.
23. Mosier JM, Sakles JC, Whitmore SP, Hypes CD, Hallett DK, Hawbaker KE, Snyder LS, Bloom JW. Failed noninvasive positive-pressure ventilation is associated with an increased risk of intubation-related complications. Ann Intensive Care 2015;5:4.
24. Antonelli M, Conti G, Moro ML, Esquinas A, Gonzalez-Diaz G, Confalonieri M, Pelaia P, Principi T, Gregoretti C, Beltrame F, et al. Predictors of failure of noninvasive positive pressure ventilation in patients with acute hypoxemic respiratory failure: a multi-center study. Intensive Care Med 2001;27:17181728.
25. Hernu R, Wallet F, Thiollière F, Martin O, Richard JC, Schmitt Z, Wallon G, Delannoy B, Rimmelé T, Démaret C, et al. An attempt to validate the modification of the American-European consensus definition of acute lung injury/acute respiratory distress syndrome by the Berlin definition in a university hospital. Intensive Care Med 2013;39:21612170.
26. Bellani G, Laffey JG, Pham T, Fan E, Brochard L, Esteban A, Gattinoni L, van Haren F, Larsson A, McAuley DF, et al.; LUNG SAFE Investigators; ESICM Trials Group. Epidemiology, patterns of care, and mortality for patients with acute respiratory distress syndrome in intensive care units in 50 countries. JAMA 2016;315:788800.
27. Zhao X, Huang W, Li J, Liu Y, Wan M, Xue G, Zhu S, Guo H, Xia Q, Tang W. Noninvasive positive-pressure ventilation in acute respiratory distress syndrome in patients with acute pancreatitis: a retrospective cohort study. Pancreas 2016;45:5863.
28. Briel M, Meade M, Mercat A, Brower RG, Talmor D, Walter SD, Slutsky AS, Pullenayegum E, Zhou Q, Cook D, et al. Higher vs lower positive end-expiratory pressure in patients with acute lung injury and acute respiratory distress syndrome: systematic review and meta-analysis. JAMA 2010;303:865873.
29. Thille AW, Contou D, Fragnoli C, Córdoba-Izquierdo A, Boissier F, Brun-Buisson C. Non-invasive ventilation for acute hypoxemic respiratory failure: intubation rate and risk factors. Crit Care 2013;17:R269.
30. Principi T, Pantanetti S, Catani F, Elisei D, Gabbanelli V, Pelaia P, Leoni P. Noninvasive continuous positive airway pressure delivered by helmet in hematological malignancy patients with hypoxemic acute respiratory failure. Intensive Care Med 2004;30:147150.
31. Spoletini G, Alotaibi M, Blasi F, Hill NS. Heated humidified high-flow nasal oxygen in adults: mechanisms of action and clinical implications. Chest 2015;148:253261.
32. Parke RL, Eccleston ML, McGuinness SP. The effects of flow on airway pressure during nasal high-flow oxygen therapy. Respir Care 2011;56:11511155.
33. Patel BK, Wolfe KS, Pohlman AS, Hall JB, Kress JP. Effect of noninvasive ventilation delivered by helmet vs face mask on the rate of endotracheal intubation in patients with acute respiratory distress syndrome: a randomized clinical trial. JAMA 2016;315:24352441.
Correspondence and requests for reprints should be addressed to John G. Laffey, M.D., Departments of Anesthesia and Critical Care Medicine, Keenan Research Centre for Biomedical Science, St Michael’s Hospital, University of Toronto, Canada. E-mail:

* A complete list of LUNG SAFE national coordinators, site investigators, and national societies endorsing the study may be found in the online supplement.

Supported by the European Society of Intensive Care Medicine (ESICM), Brussels, Belgium; by St. Michael’s Hospital, Toronto, Canada; and by the University of Milan-Bicocca, Monza, Italy. The ESICM provided support in data collection and study coordination. ESICM, St. Michael’s Hospital, and University of Milan-Bicocca had no role in the design and conduct of the study; management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; or decision to submit the manuscript for publication.

Author Contributions: Conception and design, G.B., J.G.L., T.P., E.F., L.B., A.E., L.G., F.v.H., A.L., D.F.M., M.R., G.D.R., B.T.T., H.W., A.S.S., and A.P. Analysis and interpretation, G.B., J.G.L., T.P., F.M., E.F., L.B., M.R., G.D.R., A.S.S., B.T.T., and A.P. Drafting manuscript for important intellectual content, G.B., J.G.L., T.P., F.M., E.F., L.B., A.E., L.G., V.B., L.P., F.v.H., A.L., D.F.M., P.R.B., Y.M.A., M.R., M.A., G.D.R., B.T.T., H.W., A.S.S., and A.P.

This article has an online supplement, which is accessible from this issue's table of contents at www.atsjournals.org

Originally Published in Press as DOI: 10.1164/rccm.201606-1306OC on October 18, 2016

Author disclosures are available with the text of this article at www.atsjournals.org.

Comments Post a Comment




New User Registration

Not Yet Registered?
Benefits of Registration Include:
 •  A Unique User Profile that will allow you to manage your current subscriptions (including online access)
 •  The ability to create favorites lists down to the article level
 •  The ability to customize email alerts to receive specific notifications about the topics you care most about and special offers
American Journal of Respiratory and Critical Care Medicine
195
1

Click to see any corrections or updates and to confirm this is the authentic version of record