American Journal of Respiratory and Critical Care Medicine

The natural history of idiopathic pulmonary fibrosis (IPF) has been characterized as a steady, predictable decline in lung function over time. Recent evidence suggests that some patients may experience a more precipitous course, with periods of relative stability followed by acute deteriorations in respiratory status. Many of these acute deteriorations are of unknown etiology and have been termed acute exacerbations of IPF. This perspective is the result of an international effort to summarize the current state of knowledge regarding acute exacerbations of IPF. Acute exacerbations of IPF are defined as acute, clinically significant deteriorations of unidentifiable cause in patients with underlying IPF. Proposed diagnostic criteria include subjective worsening over 30 days or less, new bilateral radiographic opacities, and the absence of infection or another identifiable etiology. The potential pathobiological roles of infection, disordered cell biology, coagulation, and genetics are discussed, and future research directions are proposed.

Idiopathic pulmonary fibrosis (IPF) is the most common form of idiopathic interstitial pneumonia (1, 2). No therapy has been proven effective, and median survival from the time of diagnosis is approximately 3 years (35). Historically, IPF has been described as a gradually progressive disease, characterized by steady worsening of symptoms, lung function, and gas exchange (6, 7). More recently, it has been recognized that some patients with IPF experience acute respiratory deterioration, suggesting that the clinical course may be less predictable (8). Many of these acute declines are idiopathic—that is, without clinically apparent infection, left heart failure, pulmonary embolism, or other identifiable cause. These episodes of idiopathic acute deterioration have been termed acute exacerbations of IPF (9, 10).

This perspective summarizes the current state of knowledge regarding acute exacerbations of IPF, proposes a definition and diagnostic criteria, and suggests areas for future investigation. It is an international perspective, combining the efforts of the Idiopathic Pulmonary Fibrosis Clinical Research Network (IPFnet), an NHLBI-sponsored collaborative formed to advance the clinical care of patients with IPF, with those of experienced individual investigators. It is the authors' strong belief that a consensus approach to defining acute exacerbations of IPF is essential to furthering our knowledge of this condition.

A number of studies have reported on the clinical significance of acute exacerbations of IPF (Table 1) (927). These studies are primarily retrospective case series and provide discordant estimates of incidence and mortality rates. This is likely due to differences in study design, particularly substantial variation in the case definition of acute exacerbation.

TABLE 1. PUBLISHED STUDIES OF ACUTE EXACERBATION


Publication

Study Design

No.*

Age (yr)

M/F

Incidence (%)

Mortality Rate (%)
Churg and colleagues, 2007 (27)Retrospective review of lung biopsy cases9623/6N/A22
Tiitto and colleagues, 2006 (19)Autopsy review9N/AN/A21N/A
Okamoto and colleagues, 2006 (17)Retrospective review of hospital admissions286820/812.5 (2-yr incidence)86
Kim and colleagues, 2006 (13)Retrospective longitudinal cohort11636/29.6 (2-yr incidence)78
Kondoh and colleagues, 2006 (23)Retrospective review of post-lung biopsy cases3633/0N/A67
Parambil and colleagues, 2005 (18)Case series7705/2N/A86
Azuma and colleagues, 2005 (13)Randomized controlled trial5N/AN/A5 (9-mo incidence)20
Kubo and colleagues, 2005 (16)Randomized controlled trial32N/AN/A57 (3-yr incidence)53
Kondoh and colleagues, 2005 (15)Prospective trial6613/022 (5-yr incidence)N/A
Homma and colleagues, 2005 (20)Case series107010/0N/A100
Al-Hameed and Sharma, 2004 (21)Retrospective review of ICU admissions256923/2N/A96
Rice and colleagues, 2003 (24)Autopsy review126610/2N/A100
Ambrosini and colleagues, 2003 (12)Case series5704/1N/A80
Saydain and colleagues, 2002 (25)Retrospective review of ICU admissions15N/AN/A47N/A
Stern and colleagues, 2001 (81)Retrospective review of ICU admissions14N/AN/A61>90
Blivet and colleagues, 2001 (22)Retrospective review of ICU admissions6N/AN/A40100
Akira and colleagues, 1997 (11)Case series176314/3N/A53
Kondoh and colleagues, 1993 (10)Case series3613/0N/A0
Kondo and Saiki, 1989 (9)Survey51N/AN/A3396
Kondo and Saiki, 1989 (9)
Retrospective cohort
4
N/A
N/A
18
N/A

Definition of abbreviations: ICU = intensive care unit; M/F = male/female; N/A = not available.

*Number of acute exacerbations reported.

Three recent studies provide information regarding the incidence and mortality of acute exacerbations of IPF. A randomized, controlled trial of anticoagulant therapy in IPF included rehospitalization (which included acute exacerbation) as a secondary endpoint (16). Of 56 patients followed for approximately 3 years, 32 (57%) were rehospitalized for acute exacerbation and 53% of those patients died. Importantly, subjects in this study were initially enrolled during an admission to the hospital, suggesting the population recruited was enriched for previous acute exacerbation or progressive disease. A retrospective review of an observational cohort of 147 patients with IPF identified 11 who met criteria for acute exacerbation (14). The 2-year incidence of acute exacerbation was reported at 9.6%, and mortality at 78%. The time to development of acute exacerbation from the subjects' initial visits was between 3 and 60 months. Identifying acute exacerbations in this study was hindered by the retrospective analysis, as illustrated by 14 additional cases of acute worsening that could not be included due to lack of data. Finally, acute exacerbation was included as a secondary endpoint in a randomized, double-blinded, placebo-controlled trial of pirfenidone for the treatment of IPF (13). Of 107 patients followed for 6 months, 5 developed acute exacerbation, 1 of whom died. All cases were in the placebo group, suggesting that the incidence in untreated IPF might be higher (14%).

There is no established consensus approach to the diagnosis of acute exacerbation of IPF. Although specific criteria vary considerably among the published case series, most studies require a combination of the following: worsening of dyspnea within days to weeks (generally < 30 d); evidence of abnormal gas exchange as defined by a low partial pressure of arterial oxygen (PaO2)/percentage of inspired oxygen (FiO2) ratio or a decrease in PaO2; new radiographic opacities; and an absence of an alternative explanation, such as infection, left heart failure, or pulmonary embolism (9, 10–20). There is variation in the rigor with which this last criterion, particularly with regard to the evaluation for possible infection, has been approached.

Treatment of acute exacerbation of IPF has generally consisted of high-dose corticosteroids, but there are no data from controlled trials to prove their efficacy. Cyclosporin A has been studied, but no convincing evidence of benefit has been demonstrated (17, 20). Data from randomized clinical trials involving patients with IPF suggest possible roles for anticoagulant and antifibrotic therapies. Fifty-six subjects randomized to anticoagulant therapy over 3 years had a lower mortality from acute exacerbation than subjects who were untreated (18 vs. 71%) (16). This study was limited by several factors that prevent definitive conclusions (28). Most important, the study was not blinded and had a large and differential dropout of 25% in the treatment group that eliminated the benefits of randomization. A recent placebo-controlled trial of pirfenidone showed no difference in the primary endpoint of change in lowest oxygen saturation with exercise, but it was stopped early because of a statistically significant decrease in the risk of acute exacerbation in the pirfenidone-treated arm, suggesting a potential preventive role for this agent (13). Although this difference was statistically significant, there were only five acute exacerbation events on which this analysis was based, and confirmation of this potential preventive effect in a larger, longer term study is necessary.

Risk Factors

Acute exacerbations of IPF appear to occur at any time during the course of disease, and for some patients, may be the presenting manifestation of their disease. Importantly, the risk of an exacerbation does not appear to be linked to the level of pulmonary function derangement (14), although in one prospective series, patients with lower forced vital capacity had more total and respiratory hospitalizations during subsequent follow-up (29). There is no clear association with age or smoking history, but acute exacerbations seem to be more common in men. Several reports suggest that surgical lung biopsy may be a risk factor, although distinguishing these cases from postsurgical acute respiratory distress syndrome is difficult (3034).

Clinical Features

Acute to subacute worsening of dyspnea is invariable in patients with acute exacerbation of IPF. Development of new or worsening dyspnea generally occurs within 30 days, although certain series have reported longer time courses (11, 24). Cough, fever, and flulike symptoms are additional findings (12, 14, 18). Many patients present with severe hypoxemia, and respiratory failure requiring mechanical ventilation is common.

Laboratory Findings

Significant gas exchange abnormalities have been almost universally described (10, 1220). The most common criteria for abnormal gas exchange have been a PaO2/FiO2 ratio of less than 225 and a decrease over time in PaO2 of 10 mm Hg or greater. Systematic studies of serum and bronchoalveolar lavage fluid (BALF) from patients with acute exacerbations of IPF are not available. Exaggerated ST2 protein, IL-8, and α-defensin levels have been reported in some patients with acute exacerbations, suggesting the importance of activated T cells and neutrophils (3538). These levels correlate negatively with lung function parameters. An increase in BALF neutrophils has also been reported (12, 14, 18). Serum KL-6, neutrophil elastase, and lactate hydrogenase (LDH) levels have been suggested as markers of acute exacerbation of IPF (39).

Radiology

Early reports of acute exacerbation of IPF describe diffuse ground-glass opacities on plain chest radiograph (9, 10). High-resolution computed tomography (HRCT) generally demonstrates bilateral ground-glass abnormality with or without areas of consolidation, superimposed on the bibasilar subpleural reticular abnormality, traction bronchiectasis, and honeycomb change typical of usual interstitial pneumonia (UIP) pattern (Figure 1) (11, 12, 14).

Three HRCT patterns of abnormality have been suggested: peripheral, multifocal, and diffuse ground glass (11). The multifocal and diffuse patterns have been associated with diffuse alveolar damage superimposed on UIP on surgical lung biopsy. Survival may be related to the degree of CT involvement (11, 12, 14).

Histopathology

Diffuse alveolar damage superimposed on underlying UIP is the most commonly described finding when surgical lung biopsy is performed (Figure 2) (11, 10, 12, 14, 18, 24, 27). Diffuse alveolar damage has been described in nearly three-quarters of the lung specimens reported in the literature, and, in all but one case, the findings were associated with histologic evidence of underlying UIP. Organizing pneumonia without other evidence of organizing diffuse alveolar damage and extensive fibroblastic foci have also been described in a few cases (27).

We propose the following definition for acute exacerbation of IPF: an acute, clinically significant deterioration of unidentifiable cause in a patient with underlying IPF. Proposed diagnostic criteria for acute exacerbation of IPF are listed in Table 2. Clinical deteriorations of IPF that are of unknown cause but do not fulfill the criteria listed due to missing data should be termed “suspected acute exacerbations of IPF.” This could include the following cases: those that are of more than 30 days' duration, those that have unilateral ground-glass abnormalities, or those that have not undergone endotracheal aspirate or BAL evaluation. In developing these criteria, we have tried to reconcile the desire for diagnostic specificity with our lack of understanding regarding the etiology and pathobiology of acute exacerbations. It is hoped that the diagnostic criteria presented here will serve to standardize inclusion criteria in future research studies, and that these criteria will be revised and modified as we gain additional insight and information.

TABLE 2. DIAGNOSIS OF ACUTE EXACERBATION


Diagnostic Criteria
Previous or concurrent diagnosis of idiopathic pulmonary fibrosis*
Unexplained worsening or development of dyspnea within 30 days
High-resolution computed tomography with new bilateral ground-glass abnormality and/or consolidation superimposed on a background reticular or honeycomb pattern consistent with usual interstitial pneumonia pattern
No evidence of pulmonary infection by endotracheal aspirate or bronchoalveolar lavage
Exclusion of alternative causes, including the following:
• Left heart failure
• Pulmonary embolism
• Identifiable cause of acute lung injury§

Patients with idiopathic clinical worsening who fail to meet all five criteria due to missing data should be termed “suspected acute exacerbations.”

*If the diagnosis of idiopathic pulmonary fibrosis is not previously established according to American Thoracic Society/European Respiratory Society consensus criteria (2), this criterion can be met by the presence of radiologic and/or histopathologic changes consistent with usual interstitial pneumonia pattern on the current evaluation.

If no previous high-resolution computed tomography is available, the qualifier “new” can be dropped.

Evaluation of samples should include studies for routine bacterial organisms, opportunistic pathogens, and common viral pathogens.

§Causes of acute lung injury include sepsis, aspiration, trauma, reperfusion pulmonary edema, pulmonary contusion, fat embolization, inhalational injury, cardiopulmonary bypass, drug toxicity, acute pancreatitis, transfusion of blood products, and stem cell transplantation (50).

Several items regarding the proposed diagnostic criteria deserve further emphasis and explanation. First, the choice of 30 days or less as the time course for acute exacerbation, while based on published experience, is recognized as arbitrary. Certainly, cases of idiopathic clinical deterioration over longer periods of time (e.g., 2 mo) may share a similar pathobiology. However, it was believed that a relatively short time period was important to separate acute worsening from the more gradual progression seen in many patients with IPF. Second, the requirement for documentation of abnormal gas exchange present in previously published diagnostic criteria has been removed. Any diagnostic specificity gained from including documentation of abnormal gas exchange as a requirement was believed to be outweighed by the decreased sensitivity (cases with clear exacerbation but without previous data points would be excluded, and there would be bias toward more severe disease; i.e., patients with comparison data would more likely be sicker and/or have more advanced disease) its inclusion would cause. Third, endotracheal aspirate or BAL is recommended to investigate a potentially infectious etiology. Evaluation of these samples should include routine studies for bacterial organisms, opportunistic pathogens (e.g., Pneumocystis jiroveci), and common respiratory viruses. Although the epidemiology of viral respiratory infections varies globally, relevant viruses in North America would include influenza A and B, parainfluenza 1–4, respiratory syncytial virus A and B, human metapneumovirus, adenoviruses, rhinovirus, and coronaviruses. In cases complicated by suspected nosocomial infection, the etiologic role of organisms identified on culture should be decided based on clinical judgment. Fourth, acute exacerbations of other forms of interstitial lung disease (e.g., nonspecific interstitial pneumonia) have been deliberately excluded, although they may turn out to have a similar etiology and/or pathobiology. As more is learned about acute exacerbations in IPF, it may be appropriate to broaden the definition to include acute exacerbations of other conditions. Fifth, the exclusion of alternative etiologies, such as heart failure and pulmonary embolism, is left intentionally vague, because the diagnostic approach to these conditions is complex and beyond the scope of this article to adequately describe.

Etiology

The etiology of acute exacerbations of IPF is unknown; we propose several hypotheses that should be tested in future research studies. First, perhaps acute exacerbations of IPF represent a distinct, pathobiological manifestation of the primary disease process, characterized by idiopathic lung injury. Second, acute exacerbations of IPF may represent clinically occult but biologically distinct conditions that go undiagnosed (e.g., viral infection, aspiration). Viral infections, especially herpesviruses, have been associated with IPF and may cause acute deterioration (4046). Gastroesophageal reflux is common in patients with IPF and may lead to aspiration of gastric contents—a known cause of diffuse alveolar damage—and acute worsening (4750). Third, acute exacerbations of IPF may be the sequelae of an acute direct stress to the lung, with a subsequent acceleration of the already abnormal fibroproliferative process intrinsic to IPF (51). No consensus opinion was reached regarding the relative likelihood of these competing hypotheses.

Biology

There is little known regarding the pathobiology of acute exacerbations of IPF. Disordered epithelial cell integrity, cellular inflammation, cytokines, matrix metalloproteinases (MMPs), and coagulation components are all likely involved in the pathogenesis of IPF (52), and rapid alteration in these processes may contribute to acute exacerbations. Below we expand on some of these biological processes and discuss how they might be involved in acute exacerbations of IPF.

Epithelial cell integrity.

Loss of alveolar epithelial cell integrity and injury may play an important role in acute exacerbations, leading to the extrusion of fibrin onto the alveolar surface and remodeling (53). Acute exacerbation is morphologically characterized by BALF neutrophilia and histopathology showing diffuse alveolar damage. Both of these observations suggest loss of alveolar epithelial cell integrity and injury may play an important role (12, 18, 24). Environmental factors likely interact with a genetic variability in epithelial cell function, which may explain why only a subset of patients with IPF appears to develop acute exacerbations (54).

Fibrocyte function.

Fibrocytes are circulating bone marrow–derived precursors (5557) that migrate to the lung in both human disease (5862) and animal models of fibrosis (58, 59). Fibrocytes can be recruited in response to chemokines generated by infection or injury and may potentiate fibrogenesis via extracellular matrix production and/or secretion of profibrotic factors (55, 58, 59, 63). Recent evidence suggests that the percentage of circulating fibrocytes is increased in IPF compared with normal control subjects (6–10 vs. 0.5–2.4%, respectively) (62, 64). In patients experiencing acute exacerbation, the level is further elevated. In one patient, the level of fibrocytes measured during acute exacerbation was 23.1% and this decreased to 3.7% upon recovery 6 weeks later (64). Whether fibrocyte recruitment and/or function is abnormal in acute exacerbation is unknown.

MMP-9 and transforming growth factor-β.

MMPs regulate extracellular matrix turnover (65). Patients with rapidly progressive IPF show increases in active MMP-9 in BALF (66). Excessive MMP-9 may severely disrupt the structural and functional integrity of the alveolar–capillary basement membrane (67, 68) and may activate latent transforming growth factor (TGF)-β, a profibrotic cytokine (69, 70). TGF-β may be further activated by stretching of the lung through a mechanism involving integrins (71). For example, single-lung ventilation may lead to stretch-dependent TGF-β activation and acute exacerbation, a hypothesis supported by the observation that acute exacerbations after video-assisted thorascopic surgery (VATS) were more prominent in the intraoperatively ventilated lung (24). Thus, increases in MMP-9 and TGF-β activation may promote the development of acute exacerbation in IPF.

Disordered coagulation and fibrinolysis.

Disordered coagulation and fibrinolysis may be important components of acute exacerbations of IPF (16). Studies of patients with stable IPF have demonstrated a procoagulant and antifibrinolytic alveolar environment (29, 7274), and a similar environment has been described in the acute respiratory distress syndrome (ARDS) (7476). The presence of disordered coagulation and fibrinolysis in stable IPF and the clinical and pathologic similarities of acute exacerbations with ARDS support a role for these mechanisms.

Genetic predisposition.

A polymorphism in erythrocyte complement receptor 1 and mutations in surfactant protein genes are present in selected patients with IPF (77, 78). Recently, the presence of heterozygous mutations in the telomerase reverse transcriptase (hTERT) and/or RNA component (hTR) genes encoding telomerase components have been reported in several families with IPF and in one patient with sporadic IPF (79, 80). These mutations lead to shortened telomeres that may limit the regenerative capacity of alveolar epithelial cells and contribute to the pathobiology of acute exacerbation.

Our understanding of acute exacerbations of IPF is limited and key questions remain. There are several important areas for future research. Investigators should focus on characterizing the epidemiology of acute exacerbations. What is the true incidence of acute exacerbations? Are they a common complication of IPF? What is their prognostic significance? What are the risk factors (clinical, biological, and genetic) for their development? Are acute exacerbations of IPF different from acute exacerbations of other forms of interstitial lung disease? Large, prospective cohorts of well-defined patients are needed to answer these questions. The role of corticosteroids and other therapies, such as anticoagulation, for the treatment of acute exacerbation remains unclear. A better understanding of the epidemiology of this condition is essential to the design of future treatment trials aimed at clarifying treatment issues.

Studies of the underlying pathobiology of acute exacerbations of IPF are also critically important. Do acute exacerbations of IPF represent a distinct pathobiological manifestation of the primary disease process or are they caused by occult complications such as infection and aspiration? What are the roles of inflammation, coagulation, epithelial cell biology, and genetics? Future studies should prospectively collect biological samples from subjects experiencing acute exacerbations of IPF. A systematic search for evidence of infection, perhaps using pan-viral and bacterial microarrays to look for novel agents, is important. Additional studies could include gene expression arrays of lung tissues or of BALF cells, and proteomic analysis of plasma and BAL. Given the clinical, radiographic, and histopathologic similarities between acute exacerbation of IPF and ARDS, the role of factors associated with the pathobiology of ARDS should also be explored. It is possible that similar biological mechanisms are involved in these two conditions. If so, treatment approaches targeting patients with ARDS could be beneficial to patients with acute exacerbation of IPF.

To answer these and other questions, a systematic and concerted effort to identify patients undergoing acute exacerbations of IPF is an essential first step. We propose that the definition and diagnostic criteria presented above be used for these efforts. The development of multicenter, national, or international registries to prospectively collect clinical data and biological samples from patients with acute exacerbations of IPF would allow investigators sufficient numbers of subjects to successfully study this condition. It is only through the standardization of terminology and collaboration of effort that important progress will be made.

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Correspondence and requests for reprints should be addressed to Fernando J. Martinez, M.D., University of Michigan Health System, 1500 East Medical Center Drive, 3916 Taubman Center, Ann Arbor, MI 48109-0360. E-mail:

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