American Journal of Respiratory and Critical Care Medicine

Rationale: Cigarette smoking worsens asthma and is associated with reduced response to corticosteroid therapy. As cigarette smoke is known to have immunomodulatory effects, we hypothesized that one mechanism by which smoking mediates its adverse effect is by reduction of the numbers of bronchial mucosal dendritic cells (DCs), which control B-cell growth and T-cell responses.

Objectives: We set out to sample the bronchial mucosa in smoking and never-smoking patients with asthma and to count DCs, B cells, and cells expressing genes for two key T-lymphocyte regulatory cytokines.

Methods: Twenty-one never-smoker patients with asthma (6 steroid naive), 24 smoker patients with asthma (9 steroid naive), and 10 healthy never-smokers (control subjects) were recruited and their endobronchial biopsy samples were immunostained for detection of mature DCs (CD83+), Langerhans cells (CD1a+), B lymphocytes (CD20+), and helper T-cell type 1 (IFN-γ) and helper T-cell type 2 (IL-4) cytokine–expressing cells.

Measurements and Main Results: The number (per square millimeter) of CD83+ mature DCs was significantly lower in smoker patients with asthma (median [range]: 37 [0, 131]) in comparison with never-smoker steroid-naive and steroid-treated patients with asthma (76 [24, 464]; p = 0.006) or control subjects (85 [40, 294]; p = 0.004). Moreover, B cells were fewer in smoker (26 [4, 234]) versus never-smoker steroid-naive and steroid-treated patients with asthma (45 [10, 447]; p = 0.01) and in smoker steroid-naive patients with asthma (23 [4, 111]) versus control subjects (34 [10, 130]; p = 0.05). The number of cells expressing IFN-γ showed a trend toward fewer in smoker (70 [6, 24]) versus never-smoker steroid-naive patients with asthma (144 [44, 323]; p = 0.10).

Conclusions: There are important and statistically significant differences in the number of CD83+ mature DCs and B cells in the large airways of smokers with asthma. We speculate that their reductions may render patients with asthma less responsive to corticosteroids and more susceptible to infection.

Scientific Knowledge on the Subject

Smoking may worsen asthma and render it less responsive to the beneficial effects of inhaled steroid therapy. Cigarette smoke impairs the function of dendritic cells and alters their number.

What This Study Adds to the Field

One mechanism by which smoking mediates its adverse effects in asthma is by reduction of the numbers of bronchial mucosal dendritic cells.

There are important interactions between smoking and asthma. Passive exposure to cigarette smoke both in utero and during early life increases the subsequent risk of developing allergy and asthma (1). Once asthma is established, active cigarette smoking increases symptom severity, hospital admissions, morbidity, and mortality (1). Moreover, it is now recognized that patients with asthma who smoke have an impaired response to treatment with corticosteroids, at doses that are usually highly effective in nonsmokers (2). Despite these observations smoking rates among patients with asthma remain high and similar to those in the general population (1).

There are few publications concerning bronchial inflammation and the effects of smoking in patients with asthma. Higher sputum neutrophil counts that fall after smoking cessation, increased IL-8, and decreased IL-18 levels have been reported in patients with asthma who smoke (36). It is already appreciated that cigarette smoke has immunomodulatory properties (7), but it is unknown in what way cigarette smoking may alter airway immunity in asthma and how this might be associated with an impaired steroid response and increased asthma severity. We have focused here on the effects of cigarette smoking on dendritic cells (DCs) for several reasons: (1) they are key coordinators of immunological homeostasis and immunity in the respiratory tract (8); (2) in asthma, they are rapidly recruited to the bronchial mucosa in response to allergen challenge (9); (3) they are essential to the initiation and differentiation of naive helper T (Th) cells and to the activation of already primed Th lymphocytes, and they control the Th1:Th2 balance in the lungs as well as B-cell growth and immunoglobulin switching toward IgE (8, 10); (4) they are another cellular target of corticosteroids in the lung (11, 12); and (5) the results of in vitro and in vivo studies show that cigarette smoke impairs DC function (1315) and alters their number (1619). Although distinct DC subsets have been identified by us and others in lung cell digests of human surgical resection specimens, in bronchoalveolar lavage fluid, and in the conducting airway mucosa of whole lung tissue (20, 21), there are few immunohistochemical data describing airway DCs in smokers and none concerning asthmatic smokers.

In the present study we tested the hypothesis that cigarette smoking impairs airway mucosal immunity in patients with asthma by reducing airway mucosal DCs, with the speculation that such impairment may result in increased susceptibility to airway infections and reduced response to steroid therapy.

Part of this article has been previously presented in abstract form (22).

Subjects

Twenty-four asthmatic current smokers (Sm) with a history of smoking of at least 5 pack-years, 21 asthmatic never-smokers (NSm), and 10 healthy volunteer never-smokers (control), all aged 18–65 years, were recruited from hospital clinics, general practice, and by advertisement. Asthma was diagnosed according to American Thoracic Society criteria (23). All patients with asthma showed bronchodilator reversibility of FEV1 exceeding 15% or peak expiratory flow rate variability greater than 20%. Subject demography is shown in Table 1. Patients with asthma had not received medication other than β-agonists alone or β-agonists and inhaled corticosteroids for at least the last 3 months. The two groups of patients with asthma were subdivided into four subgroups: smoker asthmatics, steroid-naive (SmC, n = 9), smoker asthmatics, steroid-treated (SmC+; n = 15), never-smoker asthmatics, steroid naive (NSmC, n = 6), and never-smoker asthmatics, steroid-treated (NSmC+, n = 15) (Table 1). All patients were clinically stable. No subject had reported a respiratory infection or an exacerbation for at least 6 weeks before the study. All subjects gave written informed consent and the study was approved by the local ethics committee.

TABLE 1. CLINICAL CHARACTERISTICS OF ASTHMA GROUPS AND CONTROL GROUP




NSm

Sm

Control (n = 10)
Total (n = 21)
C (n = 6)
C+ (n = 15)
Total (n = 24)
C (n = 9)
C+ (n = 15)
Age, yr42 ± 1332 ± 632 ± 832 ± 631 ± 627 ± 433 ± 7
Sex, M:F7:914:74:210:517:78:19:6
Total IgE, kU/L*56 (5, 1,347)220 (23, 862)443 (37, 862)193 (23, 685)166 (8, 5,590)142 (33, 5,590)211 (8, 1,931)
FEV1/FVC81 ± 570 ± 874 ± 769 ± 965 ± 863 ± 667 ± 9
FEV1, %pred103 ± 1482 ± 1592 ± 1779 ± 1476 ± 1076 ± 1176 ± 9
ΔFEV15 ± 121 ± 1117 ± 1423 ± 919 ± 721 ± 818 ± 6
Pack-years0 (0, 0)0 (0, 0)0 (0, 0)0 (0, 0)8 (5, 36)7 (5, 18)10 (5, 36)
ICS§0 (0, 0)0.4 (0, 1.6)0 (0, 0)0.5 (0.4, 1.6)0.4 (0, 2)0 (0, 0)0.6 (0.4, 2)
Exhaled CO, ppm
2 (0, 2)
3 (0, 6)
3 (1, 6)
3 (0, 4)
14 (4, 30)
15 (5, 30)
14 (4, 24)

Abbreviations: C+ = steroid treated; C = steroid naive; F = female; ICS = inhaled corticosteroid; M = male; NSm = never-smoker patients with asthma; Sm = smoker patients with asthma.

Data are presented as means ± SD for normally distributed variables, as median (range) for nonnormally distributed variables, or as absolute numbers.

* Total IgE blood levels expressed as kilounits per liter (kU/L). Normal laboratory values range from 0 to 81 kU/L.

Defined as percent increase from baseline after inhalation of 400 μg of salbutamol.

Pack-years of smoking, based on reported history.

§ Inhaled corticosteroid dose in budesonide equivalent expressed as grams per day.

Study Design and Bronchoscopy

Spirometry and tests of airway reversibility were first performed, exhaled carbon monoxide (CO) was measured, and medical history was taken. Total IgE blood levels were measured. On a subsequent visit bronchoscopy was performed. Smokers were advised to refrain from smoking for at least 8 hours before bronchoscopy. At least two biopsy specimens were taken from the subsegmental carinae of the right lower lobe, immediately fixed, and processed to paraffin wax. For further details, see the online supplement.

Immunohistochemistry

Immunohistochemistry was applied to identify Langerhans cells (CD1a+), mature DCs (CD83+), B cells (CD20+), the Th1 cytokine IFN-γ and the Th2 cytokine IL-4. Validation experiments were performed on paraffin-embedded lung surgical resection specimens, on lavaged lung macrophages, and on a lung digest–derived cell population enriched for DCs by adherence (24). For further details see the online supplement.

Quantification

Sections were coded and counted by a blinded observer (M.T.). At least two bronchial biopsies for each subject were measured and counted and the average of the counts for each subject was used. Data for cell counts were expressed as the number of cut cell profiles with a nucleus visible (i.e., positive cells) per square millimeter of the epithelium or subepithelium. For further details see the online supplement.

Statistical Analysis

The unpaired Student t test was used for analyses of normally distributed variables and the Mann-Whitney U test was used for nonnormally distributed variables. The Spearman rho correlation coefficient was used for correlations. p ⩽ 0.05 was accepted as significantly different. A statistical software package (StatsDirect; Camcode, Cambridge, UK) was used. For further details see the online supplement.

Comparisons of Smoker and Never-smoker Patients with Asthma and Control Subjects
Mature DCs (CD83+) and Langerhans cells (CD1a+).

CD83+ mature DCs were significantly fewer in smoker versus never-smoker patients with asthma and in smoker patients with asthma versus control subjects (Table 2 and Figures 1 and 2A). When steroid-naive patients with asthma were examined separately, steroid-naive smoker patients with asthma had fewer CD83+ mature DCs than did steroid-naive never-smoker patients with asthma and control subjects (Table 2 and Figure 2B). The same was true for steroid-treated smoker patients with asthma versus steroid-treated never-smoker patients with asthma and control subjects (Table 2 and Figure 2B). No significant differences were detected in the number of CD1a+ Langerhans cells between smoker and never-smoker patients with asthma and between smoker patients with asthma and control subjects, although there was a trend for greater numbers of CD1a+ Langerhans cells in steroid-naive never-smoker patients with asthma versus control subjects (p = 0.10) (Table 2).

TABLE 2. ENDOBRONCHIAL BIOPSY DATA OF PATIENTS WITH ASTHMA AND CONTROL SUBJECTS



Patients with Asthma

Patients with Asthma, Steroid Naive

Patients with Asthma, Steroid Treated

Control Subjects

NSm
Sm
p Value
NSmC
SmC
p Value
NSmC+
SmC+
p Value
Control
p Value
CD83
 Median7637*9948743285§
 Range24, 4640, 13168, 1548, 13124, 4640, 10640, 294
CD1a
 Median26338557173136
 Range7, 3029, 16533, 30221, 1657, 1949, 11511, 127
CD20
 Median4526*9923423334§
 Range10, 4474, 23410, 2074, 11110, 4474, 23410, 130
IFN-γ
 Median827214470657513**§
 Range2, 2756, 27344, 2326, 2402, 2758, 2732, 242††
IL-4
 Median162174145174177161128
 Range39, 85649, 49569, 26264, 33539, 85649, 49520, 580
IFN-γ:IL-4
 Median0.490.390.930.490.350.310.15**§
 Range
0.02, 1.45
0.02, 2.89

0.49, 1.45
0.02, 1.43

0.02, 1.3
0.06, 2.89

0.03, 0.58

Abbreviations: NSm = never-smoker patients with asthma; NSmC+ = never-smoker steroid-treated patients with asthma; NSmC = never-smoker steroid-naive patients with asthma; Sm = smoker patients with asthma; SmC+ = smoker steroid-treated patients with asthma; SmC = smoker steroid-naive patients with asthma.

Data are presented as medians (range). CD1a is expressed as number of positive cells per square millimeter of epithelial area. CD83, CD20, IFN-γ, and IL-4 are expressed as number of positive cells per square millimeter of epithelial area. IFN-γ:IL-4 ratios are expressed as absolute numbers.

* p < 0.01, asthmatic smokers versus never-smokers.

p < 0.05, asthmatic smokers versus never-smokers.

p < 0.05, Sm versus control.

§ p < 0.05, SmC versus control.

p < 0.05, SmC+ versus control.

p < 0.05, NSm versus control.

** p < 0.05, NSmC versus control.

†† p < 0.05, NSmC+ versus control.

B cells (CD20+).

B cells (CD20+) were significantly fewer in smoker versus never-smoker patients with asthma (Table 2 and Figures 1 and 2C). When steroid-naive patients with asthma were examined separately, fewer B cells were observed in steroid-naive smoker versus never-smoker patients with asthma (Table 2 and Figure 2D). The same trend was present for steroid-treated smoker versus never-smoker patients with asthma, although the difference was not significant statistically (Table 2 and Figure 2D). B cells were also fewer in asthmatic smokers versus control subjects (Figure 2C). However, the difference was significant only for the steroid-naive smoker patients with asthma (Table 2).

Th1 (IFN-γ+) and Th2 (IL-4+) cells.

No significant differences were observed in IFN-γ+ cells, IL-4+ cells, and IFN-γ:IL-4 ratio between smoker and never-smoker patients with asthma (Table 2). There was, however, a trend toward fewer numbers of IFN-γ+ cells and a lower IFN-γ:IL-4 ratio in steroid-naive smoker versus never-smoker patients with asthma (p = 0.10; Table 2). IFN-γ+ cells and the IFN-γ:IL-4 ratio were significantly greater in both smoker and never-smoker patients with asthma versus control subjects (Table 2), as well as in all patients with asthma versus control subjects (Figure 3).

Comparison of Steroid-treated and Steroid-naive Patients with Asthma

No significant differences were found for CD83+ cells, CD20+ cells, or IL-4+ cells between steroid-treated and steroid-naive patients with asthma (Table 2). Steroid-treated never-smoker patients with asthma had significantly fewer CD1a+ cells and a lower IFN-γ:IL-4 ratio compared with steroid-naive never-smoker patients with asthma (Figure 4). The difference was not observed when steroid-treated and steroid-naive smoker patients with asthma were compared (Figure 4).

Correlations

A significant correlation was observed between the numbers of CD83+ mature DCs and CD20+ B lymphocytes in steroid-naive patients with asthma (r = 0.58, p = 0.024) but not in steroid-treated patients with asthma. No correlation was detected between CD83+ mature DCs and Th1 or Th2 cytokine–expressing cells.

Cigarette smoking worsens asthma and is associated with relative steroid resistance (13). We demonstrate here for the first time that current smokers with asthma have reduced numbers of CD83+ mature DCs in their bronchial mucosa as compared with either never-smoker patients with asthma or healthy never-smokers. This alteration is accompanied by a significant reduction of B lymphocytes and a trend toward decreased numbers of cells expressing the protein for the Th1 cytokine IFN-γ. Whereas the number of CD83+ mature airway mucosal DCs in the subepithelium of patients with asthma was reduced by smoking, the number of Langerhans cells in the epithelial compartment was not.

Reduction of DCs

There are two likely explanations for the observed reduction of CD83+ mature DC numbers in the airways of asthmatic smokers: (1) downregulation of maturation markers with consequent loss of their detection by immunostaining and/or (2) chemokine receptor switching and resultant migration of mature DCs away from the mucosa to local lymph nodes. It has been shown that “conditioning” of DCs with cigarette smoke extract in vitro suppresses induction of maturation-associated markers and DC-induced T-cell priming (15). Although nicotine per se can suppress the capacity of DCs to induce T-lymphocyte responses (13, 14), it appears that the effects of cigarette smoke extract on DC maturation are not mediated by nicotine exclusively (15). Further, Robbins and colleagues showed that exposure of mice to cigarette smoke results in decreased numbers of lung DCs and decreased expression of the maturation marker B7.1 (19). Yet, others demonstrate that pulmonary DCs increase in number when mice are exposed to cigarette smoke (16, 17). These divergent results could be attributed to differences in experimental design or dose and duration of cigarette smoke exposure. The present study provides novel findings concerning pulmonary DCs in human smoker and never-smoker patients with asthma and our results support the hypothesis that, in asthma, cigarette smoke reduces the numbers of cells expressing the CD83 maturation marker.

Functional Consequences

DC-related alterations are increasingly recognized as an important mechanism associated with decreased immunity in a number of diseases (7, 8). Although the consequences of reduced bronchial CD83+ mature DC numbers on airway immunity are unclear we may speculate that this may alter the response to respiratory tract infection. This, in patients with asthma who smoke, may partly explain the observed association between smoking and increases in exacerbation frequency and the tendency of asthmatic smokers to accelerated decline in lung function (1). In support of this suggestion, frequent lower respiratory tract infections in current smokers with chronic obstructive pulmonary disease promote long-term decline of lung function (25). Loss of DCs might also alter the balance of inflammatory cell phenotypes, resulting in a pattern more similar to that of chronic obstructive pulmonary disease and one that is less responsive to steroid treatment. Indeed, increased sputum neutrophils and decreased eosinophils have been reported in patients with asthma who smoke (6). We are currently trying to determine whether such changes in the patterns of inflammation occur in airway tissue of asthmatic smokers.

Langerhans Cells

In contrast to CD83+ mature DCs, the number of Langerhans cells did not differ between smoker and never-smoker patients with asthma. In this regard, two previous studies have shown greater numbers of Langerhans cells in the small airways and lung parenchyma, and in the bronchoalveolar lavage (BAL) fluid of healthy smokers or smokers undergoing lung resection for tumor (26, 27). This apparent discrepancy between our and earlier results could be due to differences in the comparator subject groups or to the lesser frequency of Langerhans cells in the bronchial epithelium of the large airways as compared with the small airways, sampled by BAL.

B Cells

Mature DCs have major effects on B-cell growth and immunoglobulin secretion (8) whereas B cells, in turn, are critically involved in the process of DC maturation (28). Previous studies have reported lower than normal serum levels of immunoglobulin in smokers (7). Moreover, experimental models have shown that cigarette smoke may cause B-cell dysfunction (7). Accordingly, we have shown in situ that there are fewer B lymphocytes in the airways of asthmatic smokers compared with either asthmatic never-smokers or healthy never-smokers. A significant positive correlation was also observed between numbers of B cells and numbers of CD83+ mature DCs in steroid-naive smoker and never-smoker patients with asthma, which could be biologically relevant. However, we acknowledge that such a correlation is not, of itself, proof of this.

Th1:Th2 Balance

During the development of adaptive immunity, the phenotype and function of DCs play an important role in influencing Th1 or Th2 type differentiation. Having found fewer mature DCs and B cells in asthmatic smokers, it might also be expected that the balance of Th1 and Th2 cytokine expression would be altered. We showed herein a trend to reduced Th1 cytokine expression in steroid-naive smokers. The trend compares favorably with reports from cell studies that cigarette smoke exposure inhibits DC-mediated Th1 priming (1315). IL-18, another cytokine known to be important in the development of the Th1 response, is also lowered in the sputum of asthmatic smokers (4). Accordingly, epidemiologic studies suggest that the incidence of hypersensitivity pneumonitis, a Th1-mediated hypersensitivity reaction to inhaled allergens, is rare in cigarette smokers (29). These findings suggest that smoking may alter Th-1 immunity in asthma, which may further increase susceptibility to infection (14).

Although Th2 cytokines have been long identified as major contributors to allergy and asthma, studies have shown that Th1 cytokines act concurrently with Th2 cytokines to favor the chronicity of the inflammatory response in asthmatic airways (30). By measuring IFN-γ expression in the airways of never-smoker patients with asthma and healthy subjects we have shown greater Th1 expression and a higher Th1:Th2 ratio in never-smoker patients with asthma as compared with healthy subjects. These data are compatible with the hypothesis that Th1 cytokines act in concert with Th2 to support the chronic immune response in asthma.

Effect of Steroids

Airway inflammation in mild to moderate allergic asthma is characteristically steroid responsive, with inhaled or oral steroids usually resulting in reduction of both airway inflammation and symptoms. Langerhans cells have been shown previously to decrease after inhaled steroid treatment (12) and our findings of fewer Langerhans cells in steroid-treated versus steroid-naive never-smoker patients with asthma are consistent with this. However, in a subgroup analysis a similar reduction was not observed in CD83+ mature DCs in steroid-treated versus steroid-naive never-smoker patients with asthma of our study. More steroid-naive and steroid-treated never-smokers need to be examined before definitive conclusions about the effect of steroids on bronchial mature DC numbers can be made.

IFN-γ expression and the IFN-γ:IL-4 ratio were also found to be reduced in steroid-treated never-smoker patients with asthma, adding to the in vitro evidence that glucocorticoids inhibit the production of IFN-γ (31). Thus both reduced Langerhans cells and Th1 immunity may contribute to the therapeutic effects of inhaled corticosteroids in asthma.

In contrast to steroid-treated versus steroid-naive never-smoker patients with asthma, Langerhans cells, IFN-γ–expressing cells, and the IFN-γ:IL-4 ratio were not reduced in steroid-treated versus steroid-naive smoker patients with asthma. Several studies have suggested that the efficacy of corticosteroids is reduced in patients with asthma who are active cigarette smokers (1, 2, 6). A reduced ratio of glucocorticoid active receptor-α to its nonfunctioning β isoform and decreased histone deacetylase activity have been highlighted as mechanisms of smoking-induced steroid resistance (32, 33). Considering that Langerhans cells and Th1 immunity have important roles in asthma pathogenesis, resistance to reduction in airway Langerhans cells and Th1 immune response might be a contributing mechanism that explains the reduced response to the antiasthma effects of inhaled corticosteroid therapy in smokers with asthma. Moreover, as steroids normally act, in part, via suppression of DC maturation, the reduced numbers of CD83+ mature DCs that we report in patients with asthma who smoke could fundamentally alter their response to steroid treatment (11).

Study Limitations

We acknowledge there are limitations to the interpretation of our results and that our study is descriptive. It is, however, quantitative and provides novel observational data that address an important, clinically relevant question concerning which limited data are available. First, our findings provide a basis for a potential mechanism to explain the clinical observations that have been made in patients with asthma who smoke. Second, there may have been confounding effects due to steroid therapy because a significant number of our subjects with asthma were on regular inhaled steroid-treatment. However, when steroid-treated patients with asthma were compared with steroid-naive patients, no significant differences were demonstrated in either CD83+ mature DCs or B-cell numbers. Moreover, when steroid-naive asthmatic smokers were compared independently with steroid-naive asthmatic never-smokers, again CD83+ mature DCs and B lymphocytes were found to be fewer in smokers. Third, differences in atopic status between our subjects might have influenced the numbers of mature DCs and B cells. Although total IgE blood levels were lower in the control group relative to the asthma groups, they did not differ between smoker and never-smoker patients with asthma (Table 1). Moreover, no difference was detected in CD83+ mature DCs and B cells between patients with asthma and control subjects with high or normal total IgE blood levels and no correlation was found between total IgE blood levels and CD83+ mature DC and B-cell numbers in either group (data not shown). Fourth, it could be argued that smoking immediately before bronchoscopy might have affected our findings (34). However, this is unlikely because all our smokers were advised to refrain from smoking for at least 8 hours before bronchoscopy. Finally, although our results showed a reduction in CD83+ mature DCs and B cells in asthmatic smokers, it is unclear whether the reduction was due to smoking alone or to an interaction between smoking and asthma. As smoking is implicated in the pathogenesis of a number of pulmonary conditions, further studies are needed to investigate whether smoke alone can induce such changes or whether its association with an asthma phenotype is critical to our observations.

In conclusion, we provide the first in vivo evidence that cigarette smoke exposure alters bronchial mucosal immunity in the human asthmatic airway. We speculate that cigarette smoking may mediate some of its adverse effects in asthma by altering airway immunity by (1) reduction of the numbers of CD83+ mature DCs in the bronchial mucosa or (2) reduction of B-cell numbers, which may impact on B-lymphocyte–mediated humoral immunity, or by (3) reduction of Th1 cytokine expression, which may affect cell-mediated immune responses.

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Correspondence and requests for reprints should be addressed to Peter K. Jeffery, FRCPath., D.Sc., Lung Pathology, Royal Brompton Hospital, Sydney Street, London SW3 6NP, UK. E-mail:

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